Ukraine under direct imperial Russian rule
Following the abolition of autonomy in the Hetmanate and Sloboda Ukraine and the annexation of the Right Bank and Volhynia, Ukrainian lands in the Russian Empire formally lost all traces of their national distinctiveness. The territories were reorganized into regular Russian provinces (guberniyas) administered by governors appointed from St. Petersburg. The Right Bank, along with some adjoining territories, formed part of the Pale of Settlement, to which the Jewish population of the empire was residentially restricted. With the liquidation of the Sich and the annexation of the Crimean khanate in 1783, the sparsely settled southern lands (named Novorossiya, or New Russia) were colonized by migrants from other parts of Ukraine, as well as smaller numbers from Russia, the Balkans, and Germany. This colonization movement greatly expanded Ukrainian ethnic territory. The new Black Sea port of Odessa (Odesa) grew into a large and cosmopolitan metropolis.
Equally important developments occurred in the social sphere. As compensation for their lost rights as a ruling elite in the Hetmanate, the Cossack starshyna were equalized with the Russian nobility; many entered imperial service, and some achieved the highest government ranks. Through education, intermarriage, and government service, the Ukrainian nobility gradually became Russified—as the earlier Ruthenian nobility had been Polonized—though many retained a sentimental attachment to the land and its folklore. The Polish nobility in the Right Bank continued as the dominant landowning class, although its status eroded over time, particularly after the Polish insurrections of 1830–31 and 1863–64. The large Jewish population was bound by numerous legal disabilities and, from 1881, victimized by recurrent waves of pogroms. The gradual process of enserfment of the peasantry in the Left Bank culminated in 1783 under Catherine II. The obligations there, however, were less onerous than in the Right Bank. Agitation among the peasant class, coupled with the Russian defeat in the Crimean War (1853–56), hastened the decline of serfdom, but it remained the dominant lot of the peasantry until the emancipation of 1861. After emancipation, the peasants were still burdened by inadequate land allotments and heavy redemption payments that led to the impoverishment of many.
Nevertheless, the reforms stimulated the development of industry within the Russian Empire by releasing labour from the land. Industrial development was especially marked in eastern Ukraine, notably the Donbas region (Donets Basin). However, the workers attracted to the growing metallurgical industry and other industrial concerns generally came from other parts of the empire; the Ukrainian population seeking economic improvement more commonly emigrated to agricultural lands. As a result, the emerging working class and the growing urban centres in Ukraine became highly Russified islands in a Ukrainian rural sea.
As in the political and social realms, in religious policy the tsarist regime promoted the elimination of Ukrainian peculiarities. Although the largely Polish Roman Catholic Church was allowed to continue, Catherine launched a program of administrative conversion of Ukrainians from the Uniate church. The anti-Uniate campaign was partially reversed by her immediate successors but was renewed with vigour by Nicholas I. In 1839 the Uniate metropolitanate was abolished, the Union of Brest-Litovsk declared null and void, and the Uniates finally absorbed into the Russian Orthodox Church, while the recalcitrant clergy were harshly punished. The Russian Orthodox Church became an important vehicle for the Russification policies of the imperial regime in Ukraine.
In the 19th century the development of Ukrainian cultural life was closely connected with academic circles. The first modern university in Ukraine was established in 1805 at Kharkiv, and for 30 years Sloboda Ukraine was the major centre for Ukrainian scholarship and publishing activities. In 1834 a university was founded in Kyiv and in 1865 at Odessa. Though Russian institutions, they did much to promote the study of local history and ethnography, which in turn had a stimulative effect on the Ukrainian national movement.
Literature, however, became the primary vehicle for the 19th-century Ukrainian national revival. The most important writer—and unquestionably the most significant figure in the development of a modern Ukrainian national consciousness—was Taras Shevchenko. Born a serf, Shevchenko was bought out of servitude by a group of artists who recognized his talent for painting. Though considered by many to be the father of modern Ukrainian painting, Shevchenko made his unique mark as a poet. His poetry spanned themes from the fantastic in folklike ballads to epic romanticization of Cossack glory, from wrathful indictments of social and national oppression under the tsars to mystical reflections based on the biblical prophets. Apart from its seminal impact on the subsequent course of Ukrainian literature, Shevchenko’s poetry reflected a conception of Ukraine as a free and democratic society that had a profound influence on the development of Ukrainian political thought.
By the mid-19th century the cultural and literary stirrings in Ukraine aroused concern in tsarist ruling circles. In the official view, dominant also in Russian historiography, the Ukrainians were a subdivision, or “tribe,” of Russians—“Little Russians”—torn from the unity of Rus by the Mongol-Tatars and deflected from their proper historical course by the baneful influence of Poland. Thus, it was deemed essential to reintegrate Ukraine fully into the Russian body politic. Shevchenko’s patriotic verse earned him arrest and years of exile in Central Asia. In 1863 the minister of the interior, Pyotr Valuev, banned virtually all publications in Ukrainian, with the exception of belles lettres. The ban was reinforced by a secret imperial decree, the Ems Ukaz, of Alexander II in 1876 and extended to the publication of belles lettres in Ukrainian, the importation of Ukrainian-language books, and public readings and stage performances in the language. The prohibition even extended to education—a major contributing factor to the low rate of literacy among Ukrainians (only 13 percent in 1897). With such restrictions, writers from Russian-ruled Ukraine could see their works published only in Austrian Galicia, and many figures in the national movement shifted their activities there.
Tsarist repression and the still premodern, largely rural character of Ukrainian society in the Russian Empire impeded the growth of a political movement. A secret society, the Cyril and Methodius Brotherhood, existed briefly in 1845–47. Its program advocated social equality, an end to national oppression, and a federation of Slavic states under the leadership of Ukraine. The brotherhood was quickly uncovered and suppressed and its leaders arrested and punished. In the second half of the 19th century, clandestine societies called hromadas (“communities”) were formed in various cities to promote Ukrainian culture, education, and publishing under conditions of illegality. Originally associated with the Kyiv hromada was the leading political thinker of the time, Mykhaylo Drahomanov, who advocated the transformation of the tsarist empire into a federative republic in which Ukrainian national rights would be assured. Toward the end of the century, younger, primarily student-led hromadas became involved in more overtly political activities. One such group in Kharkiv developed into the Revolutionary Ukrainian Party, which in a pamphlet published in 1900 advanced for the first time as a political goal “one, single, indivisible, free, independent Ukraine.”
The revolution that shook the Russian Empire in 1905 spawned worker strikes and peasant unrest in Ukraine as well. The consequent transformation of the tsarist autocracy into a semiconstitutional monarchy led to some easing in Ukrainian national life. The ban on Ukrainian-language publishing lapsed, and societies to foster popular enlightenment and scholarship proliferated, as did theatrical troupes and musical ensembles. Nevertheless, the population affected by these cultural endeavours remained small, and the Ukrainian language was still excluded from schools.
In the political arena the introduction of an elected assembly, or Duma, in 1906 initially provided Ukrainians with a new forum to press their national concerns. In the short-lived First and Second Dumas, Ukrainians had a sizable representation and formed their own caucus. Changes in the electoral law to the detriment of the peasantry and national minorities, however, severely limited Ukrainian representation and effectiveness in the Third and Fourth Dumas. Until the Russian Revolution of 1917, the agenda of nationally conscious, politically active Ukrainians seldom exceeded demands for language and cultural rights and some form of local autonomy.
Western Ukraine under the Habsburg monarchy
The Habsburgs’ annexation of Galicia from Poland in 1772 was followed two years later by their acquisition of Bukovina, a partly Ukrainian (predominantly in its northern reaches) and partly Romanian territory, from Moldavia. Already under Habsburg rule, as part of the Hungarian crown, was a third ethnically Ukrainian region—Transcarpathia. Within the Habsburg realm these three territories underwent many experiences in common, but they were distinguished also by differences stemming from their specific ethnic environments and earlier histories.
Galicia
Under Austria, ethnically Ukrainian Galicia was joined administratively with purely Polish areas to its west into a single province, with Lviv (German: Lemberg) as the provincial capital. This and the fact that, in the province’s Ukrainian half, the Poles constituted overwhelmingly the landlord class and dominated the major cities (though many towns were largely Jewish) made Polish-Ukrainian rivalry a crucial feature of Galician life. Although, on balance, Habsburg policies favoured the Poles, Ukrainians (Ruthenians in the contemporary terminology) in Austria enjoyed far greater opportunities for their national development and made far greater progress than did Ukrainians in tsarist Russia.
The reforms initiated by the Austrian rulers Maria Theresa and Joseph II and the introduction of the imperial bureaucracy in Galicia improved the position of Ukrainians. The peasantry benefited from the limitation of the corvée and the abolition of personal bondage to the landlord in the 1780s, as well as from new methods in agriculture promoted by the “enlightened monarchs.” Municipal reforms reversed the decline of cities and led to an improvement in the legal and social position of the Ukrainian urban population. Undertaken as early as 1775, educational reforms allowed for instruction in the native language, although in practice Ukrainian-language teaching was limited largely to low-level parochial schools until the mid-19th century.
The fortunes of the Uniate church also rose. Renamed the Greek Catholic Church in 1774, it was, by imperial decree, equalized in status with the Roman Catholic Church, and in 1807 a metropolitanate was established, with its seat in Lviv. Imperial authorities took pains to raise the educational standards of the clergy. In the early decades of the 19th century, the clergy trained at newly established institutions almost exclusively formed the educated class, and their children, beginning to enter secular professions, gave rise to a Ukrainian intelligentsia. In the course of the 19th century, the Greek Catholic Church became a major national, as well as religious, institution.
The revolution of 1848 that swept the Austrian Empire politicized the Ukrainians of Galicia. The Supreme Ruthenian Council, established to articulate Ukrainian concerns, proclaimed the identity of Austria’s Ruthenians with the Ukrainians under Russian rule; demanded the division of Galicia into separate Polish and Ukrainian provinces, the latter to include Bukovina and Transcarpathia; organized a national guard and other small military units; and published the first Ukrainian-language newspaper.
Although suppressed, the revolution set in motion important transformations in Galician society. The corvée was abolished in 1848. Impoverishment of the Ukrainian peasantry increased, however, due to lack of land reform, rural overpopulation, and a near total absence of industry to absorb the excess labour force. Large-scale emigration to the Americas (specifically the United States, Canada, Brazil, and Argentina) began in the 1880s and continued until World War I.
Also in the aftermath of the 1848 revolution, the imperial regime reached an accommodation with the Polish nobility that in effect ceded political control of Galicia to the Poles. The local Polish hegemony was little affected by the reforms of the 1860s that gave Austria a constitution and parliament and Galicia its provincial autonomy and diet. The governors appointed by Vienna were exclusively Polish aristocrats. The civil service and Lviv University, which had been Germanized in the early years of Habsburg rule, were Polonized. Elections to the parliament and diet inevitably produced commanding Polish majorities, as voting was based on a curial system that favoured the landowning and urban classes. (Curiae were the political groups, representing various communities and classes of people, that cast the votes.) The occasional efforts by imperial authorities to promote a Polish-Ukrainian reconciliation failed to gain more than minor concessions in the fields of culture and education. The major demands of Ukrainian parliamentary representatives—including the partition of Galicia along ethnic lines, the replacement of the curial electoral system by universal suffrage, and the creation of a Ukrainian university in Lviv—were not met.
Disappointment with the Habsburgs and concern over the new Polish ascendancy gave rise in the 1860s to pro-Russian sympathies among the older, more conservative, clerical intelligentsia. The Russophiles promoted a bookish hybrid Ukrainian-Russian language (derogatorily dubbed yazychiie by its critics) and a cultural and political orientation toward Russia. From the 1870s they consistently lost ground to the narodovtsi (populists), who fostered the use of the vernacular and stressed the ethnic identity of Ukrainians in Austria-Hungary and in the Russian Empire. The narodovtsi developed an extensive press and founded numerous associations (starting with the Prosvita society in 1868) that provided an important outlet for writers and scholars in Russian-ruled Ukraine. Self-organization in the late 19th century extended to women’s and youth groups, performing ensembles, cooperatives and credit unions, and, in the 1890s, political parties. By this time, however, the Russophiles had been largely discredited (although they retained control of many key Ukrainian institutions in Galicia), and the leading role of the narodovtsi in the emerging Ukrainian national movement in Galicia was being challenged, though never eclipsed, by a patriotically minded radical movement, whose leading figures included Ivan Franko and Mykhailo Pavlyk.
At the turn of the century, the ethnic conflict in Galicia deepened. Massive peasant strikes against the Polish landlords occurred in 1902. Ukrainian university students engaged in demonstrations and clashes with the Poles, and in 1908 a student assassinated the Galician governor. The introduction in 1907 of universal manhood suffrage in elections to the Austrian parliament strengthened Ukrainian representation in Vienna and intensified pressures for a similar reform on the provincial level. Growing tensions with Russia prompted Vienna to seek a Ukrainian-Polish compromise, but Polish opposition kept the old curial electoral system in effect to the end.
By the outbreak of World War I, Ukrainians in Austrian Galicia were still an overwhelmingly agrarian and politically disadvantaged society. Nevertheless, they had made impressive educational and cultural advances, possessed a large native intelligentsia and an extensive institutional infrastructure, and had achieved a high level of national consciousness, all of which contrasted sharply with the situation prevailing in Russian-ruled Ukraine.
Bukovina
A small territory between the middle Dniester River and the main range of the Carpathians, Bukovina had formed part of Kyivan Rus and the Galician-Volhynian principality. In the 14th century it was incorporated into Moldavia, which in the 16th century became a vassal of the Ottoman Empire. At the time of its annexation by Austria in 1774, the population, Orthodox in religion, was binational, with Ukrainians predominating in the north and Romanians in the south.
The Habsburgs quickly instituted reforms similar to those in Galicia. Bukovina was joined to Galicia as a discrete district from 1787 to 1849, when it became a separate crown land; it achieved full autonomy in 1861. In the 19th century, sizable Jewish and German communities came into being as a result of immigration. German was the province’s official language; however, both Ukrainian and Romanian had currency in public life and, in certain disciplines, at the local university. Romanian-Ukrainian friction grew toward the end of the century over such issues as the Ukrainian attempts to gain parity in the Orthodox church administration, but it did not reach the level of hostility prevailing in Galicia.
From the late 1860s the Ukrainian national movement in Bukovina paralleled the developments in Galicia, with which there were close connections; a similar network of cultural and civic organizations and publishing enterprises was created. The provision of Ukrainian schools and educational facilities was superior to that of any other Ukrainian territory.
Transcarpathia
Lying south of the Carpathian Mountains, Transcarpathia was long isolated, both geographically and politically, from other ethnically Ukrainian lands. A domain of Kyivan Rus, after 1015 Transcarpathia was absorbed by Hungary, of which it remained a part for almost a millennium. With Hungary, it came in the 16th–17th centuries under the Habsburg dynasty. After the Union of Uzhhorod in 1646, on terms similar to the Union of Brest-Litovsk, the Uniate church became dominant in the religious sphere. Overwhelmingly rural in character, Transcarpathia had a Ukrainian (Ruthenian) peasantry, a powerful Hungarian landowning nobility, and a substantial number of urban and rural Jews. Under Hungary, Transcarpathia did not constitute a single administrative unit but was divided into counties governed by officials appointed from Budapest.
Social reforms initiated by Vienna in the late 18th century soon foundered on the shoals of Hungarian nobiliary opposition, and educational levels—at the time higher than in Galicia—began to decline in the early 19th century. However, ecclesiastical and cultural ties with Galicia remained strong until mid-century.
The 1848 revolution took a sharply nationalistic turn in Hungary, alienating many among its Slav minorities. Its suppression by Russian troops in 1849 stimulated pro-Russian sentiments among Transcarpathia’s intelligentsia and led to the emergence of Russophilism as the territory’s main cultural and political orientation. However, the political arrangement of 1867 (the Ausgleich) that created the dual Austro-Hungarian monarchy ceded control over internal policies to the Hungarian oligarchy. Increasing restrictions on the Ruthenian language in schools and publishing resulted in a growing tendency to Magyarization. Not until the turn of the 20th century did a Ukrainophile populist movement develop as a counterpoint to Russophilism and Magyarization. By the outbreak of World War I, Ukrainian national consciousness was still at a low level of development in Transcarpathia.
World War I and the struggle for independence
The outbreak of World War I and the onset of hostilities between Russia and Austria-Hungary on August 1, 1914, had immediate repercussions for the Ukrainian subjects of both belligerent powers. In the Russian Empire, Ukrainian publications and cultural organizations were directly suppressed and prominent figures arrested or exiled. As Russian forces advanced into Galicia in September, the retreating Austrians executed thousands for suspected pro-Russian sympathies. After occupying Galicia, tsarist authorities took steps toward its total incorporation into the Russian Empire. They prohibited the Ukrainian language, closed down institutions, and prepared to liquidate the Greek Catholic Church. The Russification campaign was cut short by the Austrian reconquest in spring 1915. Western Ukraine, however, continued to be a theatre of military operations and suffered great depredation.
The Russian Revolution of February 1917 brought into power the Provisional Government, which promptly introduced freedom of speech and assembly and lifted the tsarist restrictions on minorities. National life in Ukraine quickened with the revival of a Ukrainian press and the formation of numerous cultural and professional associations, as well as political parties. In March, on the initiative of these new organizations, the Central Rada (“Council”) was formed in Kyiv as a Ukrainian representative body. In April the more broadly convened All-Ukrainian National Congress declared the Central Rada to be the highest national authority in Ukraine and elected the historian Mykhaylo Hrushevsky as its head. The stated goal of the Central Rada was territorial autonomy for Ukraine and the transformation of Russia into a democratic, federative republic. Although the Provisional Government recognized Ukraine’s right to autonomy and the Central Rada as a legitimate representative body, there were unresolved disputes over its territorial jurisdiction and political prerogatives. Locally, especially in the Russified cities of eastern Ukraine, the Rada also had to compete with the increasingly radical soviets of workers’ and soldiers’ deputies, whose support in the Ukrainian population, however, was quite limited.
Ukrainian-Russian relations deteriorated rapidly following the Bolshevik coup in Petrograd (now St. Petersburg) on November 7, 1917. The Central Rada refused to accept the new regime’s authority over Ukraine and on November 20 proclaimed the creation of the Ukrainian National Republic, though still in federation with the new democratic Russia that was expected to emerge from the impending Constituent Assembly. The Bolsheviks, in turn, at the first All-Ukrainian Congress of Soviets, held in Kharkiv in December, declared Ukraine to be a Soviet republic and formed a rival government. In January 1918 the Bolsheviks launched an offensive in the Left Bank and advanced on Kyiv. The Central Rada, already engaged in peace negotiations with the Central Powers, from whom it hoped for military assistance, proclaimed the total independence of Ukraine on January 22; on the same day, it passed a law establishing national autonomy for Ukraine’s Jewish, Russian, and Polish minorities. Almost immediately, however, the government had to evacuate to the Right Bank, as Soviet troops occupied Kyiv. On February 9 Ukraine and the Central Powers signed the Peace Treaty of Brest-Litovsk. A German-Austrian offensive dislodged the Bolsheviks from Kyiv in early March, and the Rada government returned to the capital. In April the Red Army retreated from Ukraine.
The socialist policies of the Ukrainian government, especially land nationalization, conflicted with the interest of the German high command to maximize the production of foodstuffs for its own war effort. On April 29, 1918, the Rada government was overthrown in a German-supported coup by Gen. Pavlo Skoropadsky. A collateral descendant of an 18th-century Cossack hetman, Skoropadsky assumed the title “hetman of Ukraine” (which he intended to become hereditary), abrogated all laws passed by the Rada, and established a conservative regime that relied on the support of landowners and the largely Russian urban middle class. The new government aroused intense opposition among Ukrainian nationalists, socialists, and the peasantry. To coordinate political opposition, the Ukrainian National Union was formed by the main parties and civic organizations, while the peasants manifested their hostility through rebellions and partisan warfare. The capitulation of Germany and Austria in November removed the main prop of Skoropadsky’s regime, and the Ukrainian National Union formed the Directory of the Ukrainian National Republic to prepare for his overthrow. In a bid for the support of the Allied powers, Skoropadsky announced his intention to join in federation with a future non-Bolshevik Russia, triggering an uprising. On December 14 the hetman abdicated, and the Directory assumed control of government in Kyiv.
Even before the collapse of Austria-Hungary, an assembly of western Ukrainian political leaders in October 1918 declared the formation of a state, shortly thereafter named the Western Ukrainian National Republic, embracing Galicia, northern Bukovina, and Transcarpathia. On November 1 Ukrainian forces occupied Lviv. This act touched off a war with the Poles, who were themselves resolved to incorporate Galicia into a reconstituted Polish state. The Poles took Lviv on November 21, but most of Galicia remained under Ukrainian control, and the government, headed by Yevhen Petrushevych, transferred its seat to Stanyslaviv (now Ivano-Frankivsk). On January 22, 1919, an act of union of the two Ukrainian states was proclaimed in Kyiv, but actual political integration was prevented by the ongoing hostilities. These ultimately took an unfavourable turn for the Ukrainians, and by late July the Poles were in full control of Galicia. Petrushevych and his government evacuated to Right Bank Ukraine and in the autumn went into exile in Vienna, where they continued diplomatic efforts against recognition of the Polish occupation.
In Kyiv the Directory that had taken power in December 1918—initially headed by Volodymyr Vynnychenko and from February 1919 by Symon Petlyura, who was also the commander in chief—officially restored the Ukrainian National Republic and revived the legislation of the Central Rada. Its attempts to establish an effective administration and to cope with the mounting economic and social problems were stymied, however, by the increasingly chaotic domestic situation and a hostile foreign environment. As the peasants became restless and the army demoralized, partisan movements led by unruly chieftains (commonly known as otamany) escalated in scope and violence. In addition, a substantial irregular force emerged under the command of the charismatic anarchist leader Nestor Makhno. In many places the government’s authority was nominal or nonexistent. The Allied powers, including France, whose expeditionary force held Odessa, supported the Russian Whites, whose army was grouping around Gen. Anton Denikin in southern Russia.
As authority broke down in Ukraine, random violence increased. In particular, a ferocious wave of pogroms against the Jewish population left tens of thousands dead. The majority of the pogroms occurred in 1919, perpetrated by virtually all regular and irregular forces fighting in Ukraine—including Directory troops, the otamany, the White forces, and the Red Army—as well as civilians from both the peasant and landowning classes.
The Bolsheviks had already launched a new offensive in eastern Ukraine in December 1918. In February 1919 they again seized Kyiv. The Directory moved to the Right Bank and continued the struggle. In May Denikin launched his campaign against the Bolsheviks in the Left Bank; his progress westward through Ukraine was marked by terror, restoration of gentry landownership, and the destruction of all manifestations of Ukrainian national life. As the Bolsheviks retreated yet again, Petlyura’s Ukrainian forces and Denikin’s White regiments both entered Kyiv on August 31, though the Ukrainians soon withdrew to avoid overt hostilities. From September to December the Ukrainian army fought with Denikin but, losing ground, began a retreat northwestward into Volhynia. There, confronted by the Poles in the west, the returning Red Army in the north, and the Whites in the south, the Ukrainian forces ceased regular military operations and turned to guerrilla warfare. In December Petlyura went to Warsaw to seek outside support. At the same time, the Bolsheviks were beating back Denikin’s forces, and on December 16 they recaptured Kyiv. By February 1920 the Whites had been expelled from Ukrainian territory.
Petlyura’s negotiations with the Polish government of Józef Piłsudski culminated in the Treaty of Warsaw, signed in April 1920; by the terms of the agreement, in return for Polish military aid, Petlyura surrendered Ukraine’s claim to Galicia and western Volhynia. A Polish-Ukrainian campaign opened two days later, and on May 6 the joint forces occupied Kyiv. A counteroffensive mounted by the Bolsheviks brought them to the outskirts of Warsaw in August. The tides of war turned again as the Polish and Ukrainian armies drove back the Soviets and reentered the Right Bank. In October, however, Poland made a truce with the Soviets, and in March 1921 the Polish and Soviet sides signed the Treaty of Riga. Poland extended recognition to Soviet Ukraine and retained the annexed western Ukrainian lands.
Ukraine in the interwar period
In the aftermath of World War I and the revolutionary upheavals that followed, Ukrainian territories were divided among four states. Bukovina was annexed to Romania. Transcarpathia was joined to the new country of Czechoslovakia. Poland incorporated Galicia and western Volhynia, together with smaller adjacent areas in the northwest. The lands east of the Polish border constituted Soviet Ukraine.
Soviet Ukraine
The territories under Bolshevik control were formally organized as the Ukrainian Socialist Soviet Republic (Ukrainian Soviet Socialist Republic [S.S.R.] from 1937). Under Bolshevik tutelage, the first All-Ukrainian Congress of Soviets in December 1917 had formed a Soviet government for Ukraine; the second, in March 1918, had declared Soviet Ukraine independent; and the third, in March 1919, had adopted Soviet Ukraine’s first constitution. These moves, however, were essentially a tactical response to the demonstrable challenge of rising Ukrainian nationalism. With the consolidation of Bolshevik rule, Soviet Ukraine progressively ceded to Russia its rights in such areas as foreign relations and foreign trade. On December 30, 1922, the Union of Soviet Socialist Republics (U.S.S.R.)—a federation of Russia, Ukraine, Belorussia, and the Transcaucasian Soviet Federated Socialist Republic (S.F.S.R.)—was proclaimed. The first constitution for the new multinational federation was ratified in January 1924. Although the constituent republics retained the formal right of secession, their jurisdiction was limited to domestic affairs, while authority over foreign relations, the military, commerce, and transportation was vested in the Communist Party organs in Moscow. In point of fact, after the defeat of the Bolsheviks’ opponents, paramount power was exercised over all levels of government, as over the military and the secret police, by the Bolsheviks and their Communist Party apparatus.
The Communist Party itself brooked no concessions to the principles of independence or federalism and remained a highly centralized entity. Thus, at its founding congress in Moscow in July 1918, the Communist Party (Bolshevik) of Ukraine, or CP(B)U, proclaimed itself to be an integral part of a single Russian (after 1924, All-Union) Communist Party and subordinated to its congresses and central committee, despite the efforts of such national-minded Bolsheviks as Mykola Skrypnyk to declare the CP(B)U an independent organization. As well as being subordinate to Moscow, the CP(B)U was overwhelmingly non-Ukrainian in ethnic composition: at the time of its founding, the membership of fewer than 5,000 was 7 percent Ukrainian. The Ukrainian component in the CP(B)U was strengthened in 1920 with the accession of the Borotbists, members of the “independist” and non-Bolshevik Ukrainian Communist Party that was formed in 1919. Still, in late 1920, Ukrainians constituted less than 20 percent of the CP(B)U’s membership. Largely alien in nationality and ideologically prepossessed in favour of the proletariat, the Bolsheviks enjoyed scant support in a population that was 80 percent Ukrainian, of which more than 90 percent were peasants.
The New Economic Policy and Ukrainization
Two main tasks faced the Bolsheviks in the 1920s—to rebuild the economy and to conciliate the non-Russian nationalities. The policy of War Communism—based on nationalization of all enterprises and the forcible requisition of food—wreaked economic havoc. Compounded by drought, it contributed to a famine in 1921–22 that claimed a million lives in Ukraine. In 1921 Soviet leader Vladimir Lenin introduced the New Economic Policy (NEP), which partially restored private enterprise in industry and trade and replaced grain requisitions with a fixed tax and the right to dispose of the surplus on the free market. By 1927 the Ukrainian economy recovered to the prewar level, and segments of the population enjoyed a measure of prosperity.
In parallel with the NEP, the Bolsheviks took steps to appease, and at the same time to penetrate, the non-Russian nationalities. In 1923 a policy of “indigenization” was announced, including the promotion of native languages in education and publishing, at the workplace, and in government; the fostering of national cultures; and the recruitment of cadres from the indigenous populations. In Ukraine this program inaugurated a decade of rapid Ukrainization and cultural efflorescence. Within the CP(B)U itself, the proportion of Ukrainians in the rank-and-file membership exceeded 50 percent by the late 1920s. Enrollments in Ukrainian-language schools and the publication of Ukrainian books increased dramatically. Lively debates developed about the course of Ukrainian literature, in which the writer Mykola Khvylovy employed the slogan “Away from Moscow!” and urged a cultural orientation toward Europe. An important factor in the national revival, despite antireligious propaganda and harassment, was the Ukrainian Autocephalous Orthodox Church, which had gained a wide following among the Ukrainian intelligentsia and peasantry since its formation in 1921.
Ukrainization was vigorously promoted by the “national communists,” including such Ukrainian Bolsheviks as Skrypnyk and Khvylovy, and especially by the former Borotbists, most prominently the people’s commissar of education, Oleksander Shumsky. The policy, however, encountered strong resistance from the non-Ukrainian leaders of the CP(B)U and party functionaries. The national revival also aroused concern in Moscow, where Joseph Stalin was strengthening his grip over the party apparatus. In 1925 Stalin dispatched his trusted lieutenant Lazar Kaganovich to head the CP(B)U. Within a year, Kaganovich engineered a split among the “national communists,” Khvylovy’s recantation, and the expulsion of Shumsky and his followers from the party. Nevertheless, with Skrypnyk as the new commissar of education, Ukrainization continued to advance.
Industrialization and collectivization
By the end of the 1920s, Stalin had launched a new “revolution from above.” The introduction of his first five-year plan in 1928 marked the end of the NEP and the onset of breakneck industrialization. In Ukraine this led to rapid economic and social transformation. By the outbreak of World War II, industrial output had increased fourfold, the number of workers had tripled, and the urban population had grown from 19 to 34 percent of the total. Though with a sectoral bias toward heavy industry and a regional concentration in the Donets Basin (Donbas) and central Dnieper area, Ukraine had undergone a remarkable industrial development.
The cost of the accelerated industrialization was borne by the peasantry. In 1928 the regime introduced special measures against the kulaks (arbitrarily defined “wealthy” peasants). These progressed from escalating taxes and grain-delivery quotas to dispossession of all property and finally to the deportation, by the mid-1930s, of some 100,000 families to Siberia and Kazakhstan. Wholesale collectivization began in 1929, under duress from party activists and under threat of economic sanctions. The percentage of farms collectivized rose from 9 to 65 percent from October 1929 to March 1930 and exceeded 90 percent by the end of 1935. Mass resistance to collectivization—in the form of revolts, slaughter of cattle, and destruction of machinery—was answered by the imposition of ever higher delivery quotas and confiscation of foodstuffs.
The famine of 1932–33 (Holodomor)
The result of Stalin’s policies was the Great Famine (Holodomor) of 1932–33—a man-made demographic catastrophe unprecedented in peacetime. Of the estimated five million people who died in the Soviet Union, almost four million were Ukrainians. The famine was a direct assault on the Ukrainian peasantry, which had stubbornly continued to resist collectivization; indirectly, it was an attack on the Ukrainian village, which traditionally had been a key element of Ukrainian national culture. Its deliberate nature is underscored by the fact that no physical basis for famine existed in Ukraine. The Ukrainian grain harvest of 1932 had resulted in below-average yields (in part because of the chaos wreaked by the collectivization campaign), but it was more than sufficient to sustain the population. Nevertheless, Soviet authorities set requisition quotas for Ukraine at an impossibly high level. Brigades of special agents were dispatched to Ukraine to assist in procurement, and homes were routinely searched and foodstuffs confiscated. At the same time, a law was passed in August 1932 making the theft of socialist property a capital crime, leading to scenes in which peasants faced the firing squad for stealing as little as a sack of wheat from state storehouses. The rural population was left with insufficient food to feed itself. The ensuing starvation grew to a massive scale by the spring of 1933, but Moscow refused to provide relief. In fact, the Soviet Union exported more than a million tons of grain to the West during this period.
The famine subsided only after the 1933 harvest had been completed. The traditional Ukrainian village had been essentially destroyed, and settlers from Russia were brought in to repopulate the devastated countryside. Soviet authorities flatly denied the existence of the famine both at the time it was raging and after it was over. It was only in the late 1980s that officials made a guarded acknowledgement that something had been amiss in Ukraine at this time.
Russification
In parallel with the industrialization and collectivization drives, the Soviet regime commenced a campaign against “nationalist deviations” that escalated into a virtual assault on Ukrainian culture. Repression of the Ukrainian Autocephalous Orthodox Church culminated in the liquidation of the church in 1930 and the arrest and exile of its hierarchy and clergy. A clandestine organization, the Union for the Liberation of Ukraine, was purportedly uncovered by the secret police in 1929. In 1930 its alleged leaders—including the foremost Ukrainian literary critic of his time, Serhii (Serhy) Yefremov—faced a show trial and were sentenced to terms in labour camps. Arrests, followed by imprisonment, exile, or execution, decimated the ranks of intellectuals, writers, and artists; some, like Khvylovy, committed suicide in protest. In all, some four-fifths of the Ukrainian cultural elite was repressed or perished in the course of the 1930s. By late 1933 Ukrainization had come to a halt, and a policy of Russification commenced.
The CP(B)U itself emerged from the Stalinist upheavals greatly altered in composition and character. Kaganovich returned in 1928 to Moscow; his place as party chief was taken by Stanislav Kosior, who was joined in 1933 by Pavel Postyshev as second secretary, who was sent from Moscow with a large contingent of Russian cadres. A series of purges from 1929 to 1934 largely eliminated from the party the generation of revolutionaries, supporters of Ukrainization, and those who questioned the excesses of collectivization. Mykola Skrypnyk, the most prominent Ukrainian Old Bolshevik, committed suicide in 1933. Though party ranks and leadership positions were now filled by Stalin loyalists, a new wave of purges during 1936–38 halved the CP(B)U’s membership, while 99 of 102 members of the party’s Central Committee were shot. Postyshev and Kosior were removed from their party posts and subsequently executed. In 1938 Nikita Khrushchev arrived from Moscow with a large number of Russian communists to take over the leadership of the CP(B)U. Finally, on the eve of World War II, both the terror and the turmoil in the party began to subside.
Western Ukraine under Polish rule
Important differences marked the two main regions that found themselves in the confines of reconstituted Poland. Galicia was the less ethnically homogeneous. From the Austrian period, however, the Galician Ukrainians brought a long history of self-organization and political participation and inherited a broad network of cultural and civic associations, educational establishments, and publishing enterprises. And in the Greek Catholic Church they possessed an influential national, as well as religious, institution. The population of Volhynia was more heavily Ukrainian; nevertheless, as a consequence of imperial Russian rule since 1795, there was little tradition of organized national life, native education, or political experience. As a legacy of tsarist rule, the dominant Orthodox church was initially a bastion of Russian influence. Still, in the course of the two decades before World War II, considerable national integration between Galician and Volhynian Ukrainians took place, despite Polish efforts to forestall such a development.
As individuals, all citizens of Poland enjoyed equal rights under the 1921 constitution; in practice, discrimination on the basis of nationality and religion greatly limited the Ukrainians’ opportunities. Although the Allied powers in 1923 accepted the Polish annexation of Galicia on the basis of its regional autonomy, the government in the early 1920s proceeded to dismantle the institutions of local self-government inherited from Habsburg times. Ukrainian Galicia, officially termed “Eastern Little Poland,” was administered by governors and local prefects appointed by Warsaw. A special administrative frontier, the so-called Sokal border, was established between Galicia and Volhynia to prevent the spread of Ukrainian publications and institutions from Galicia to the northeast. In 1924 the Ukrainian language was eliminated from use in state institutions and government agencies. In the face of economic stagnation, scant industrial development, and vast rural overpopulation, the government promoted Polish agricultural settlement, further exacerbating ethnic tensions. As Ukrainian nationalist activities quickened toward the end of the 1920s and in the ’30s, the regime resorted to more repressive measures. Some organizations were banned, and in 1930 a military and police pacification campaign led to numerous arrests, widespread brutality and intimidation, and destruction of property.
Much of the Ukrainian-Polish conflict centred on the schools. Initially, the government concentrated on establishing a centralized educational system and expanding the network of Polish schools; however, by the 1930s, overt Polonization of education was being promoted. The number of Ukrainian schools declined drastically. In higher education the existing Ukrainian chairs at Lviv were abolished, and a promised separate Ukrainian university was never allowed to be established. An underground Ukrainian university functioned in Lviv from 1921 to 1925.
In a society where nationality and religion were almost inextricably bound, the church played an extraordinarily large role. In Galicia, under the leadership of the highly revered metropolitan Andrey Sheptytsky, the Greek Catholic Church conducted its religious mission through numerous clergy and monastic orders. The church also ran a network of seminaries, schools, charitable and social service institutions, museums, and publications. Although Catholicism of the Roman rite remained privileged, the Greek Catholic Church was made relatively secure from overt state interference by the Vatican-Polish Concordat of 1925; however, it was not allowed to extend its activities beyond the Sokal border.
In the northwestern Ukrainian areas, Orthodoxy remained the dominant religion. A nationally conscious clergy and lay intelligentsia played an important role in Ukrainian life in Volhynia, although Russian influences continued at the level of ecclesiastical administration. In the 1930s Polish authorities promoted, sometimes by force, the conversion of the Orthodox to Roman Catholicism and, in a campaign that lasted until World War II, seized hundreds of Orthodox churches for closure, destruction, or transfer to the Roman Catholic Church.
Despite official obstruction and harassment, organized community life continued to develop on the foundations established in the Austrian period in Galicia. Cultural, scholarly, professional, women’s, and youth associations flourished. In circumstances of economic depression and discrimination in public employment, a large-scale development of the cooperative movement was highly successful. Much progress was also achieved in Volhynia; most difficult, however, was the situation in ethnically mixed border areas in the northwest, where by the 1930s all Ukrainian organizations were suppressed and schooling was conducted exclusively in Polish.
Ukrainian political life was dominated by conflict with the Poles. The first elections to the Polish Sejm (diet) and Senate, in 1922, were boycotted by the Galician Ukrainians. In Volhynia the Ukrainians participated and, in a bloc with the Jews and other minorities, won overwhelmingly against Polish candidates. Both Galician and Volhynian Ukrainians took part in subsequent elections, which, however, were increasingly marred by abuses, intimidation, and violence. Of the political parties, most influential in Galicia was the centrist Ukrainian National Democratic Alliance, which tried to extract concessions from the Polish government and to inform public opinion. Left-wing parties (socialists and communist front organizations) had considerably more strength in Volhynia.
Revolutionary nationalism became an influential current under Polish rule. In 1920 the clandestine Ukrainian Military Organization was founded by veterans of the independence struggle, headed by Yevhen Konovalets. In 1929 this was transformed into a broader underground movement, the Organization of Ukrainian Nationalists (OUN). Authoritarian in structure, conspiratorial in its methods, and influenced by political theories that stressed the primacy of the nation over the individual and will over reason, the OUN carried out acts of sabotage and assassinations of Polish officials. Although these activities were opposed by the Ukrainian democratic parties as politically counterproductive and by the Greek Catholic hierarchy on moral grounds, the OUN gained a wide following in the 1930s among students and peasant youth, more in Galicia than in Volhynia.
Bukovina under Romanian rule
In the formerly Austrian province of Bukovina, Ukrainians constituted two-fifths of the total population but two-thirds in the northern half (in 1931). Following the collapse of the Habsburg monarchy, northern Bukovina was briefly proclaimed part of the Western Ukrainian National Republic, before the entire province was occupied by the Romanian army in November 1918. Under a state of emergency that lasted from 1919 to 1928, Bukovina was subjected to strong assimilationist pressures. Provincial self-government was abolished and the Ukrainian language removed from administrative use. The extensive Ukrainian school system and the university chairs at Chernivtsi were liquidated, and the Ukrainian press and most organizations were banned. Assimilationist measures were relaxed beginning in 1928, but, with the institution of the royal dictatorship of Carol II in 1938, Ukrainian culture was suppressed once again.
Transcarpathia in Czechoslovakia
On the basis of a negotiated agreement, Transcarpathia voluntarily joined the new country of Czechoslovakia in 1919 under the official name of Subcarpathian Ruthenia. Its promised autonomy, however, was not implemented until 1938, and the region was administered largely by officials sent from Prague. Nevertheless, in democratic Czechoslovakia, Transcarpathia enjoyed the freest development of any Ukrainian territory in the interwar period.
Reforms improved social and economic conditions in the previously underdeveloped area, and substantial progress was achieved in education and culture, while political life developed freely. The dominant political issue in interwar Transcarpathia was the national orientation of a population whose identity had not yet crystallized. The competition for national allegiance pitted three main movements against each other, each with its own organizations and publications: the Russophiles, dominant among the older intelligentsia; an indigenous Ruthenian current; and the populist Ukrainophiles, who attracted members from among the younger intelligentsia and who, by the end of the 1930s, were gaining in ascendancy.
In the wake of the Munich Agreement, which allowed Germany’s annexation of a portion of western Czechoslovakia, in October 1938 Prague finally granted autonomy to Transcarpathia, officially renamed Carpatho-Ukraine. In November Hungary occupied a strip of territory including the Carpatho-Ukrainian capital of Uzhhorod, and the autonomous government transferred its seat to Khust. On March 15, 1939, the diet proclaimed the independence of Carpatho-Ukraine while the country was already in the midst of occupation by Hungarian troops. For the duration of World War II, Transcarpathia was again under the control of Hungary.