- The Han dynasty
- The early republican period
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The Han emperors and governments posed as having a temporal dispensation that had received the blessing of heaven together with its instructions to spread the benefits of a cultured life as widely as possible. By a cultured life the Chinese had in mind a clear distinction between their own settled agriculture and the delights of the cities, as opposed to the rough and hardy life spent in the saddle by the nomads of Central Asia. The growth of Han government both depended on and encouraged the development of literary accomplishment, scholastic competence, religious activity, scientific discovery, and technological achievement.
Han administration required detailed recordkeeping, which generated a proliferation of documents. Official returns were sometimes kept in duplicate, and each agency kept running files to record its business. Following a reform of the script that had evolved before the Han period, a new style of writing was developed that was suited to compiling official documents. These were written mostly on bulky and fragile wooden strips; silk was also used as a writing medium. A major development in world history occurred in China in 105 ce when officials reported to the throne the manufacture of a new substance. Although archaeological evidence indicates the existence of paper for more than a century before this incident, the earlier materials were not completely superseded until some three or four centuries later. In the meantime, the written vocabulary of the Chinese had increased in response to the demands of a growing civilization. The first Chinese dictionary, completed in 121 ce, included more than 9,000 separate ideograms (characters), with explanations of their meanings and the variant forms used in writing.
In an attempt to break with earlier tradition, the Qin government had taken certain steps to proscribe literature and learning. Han governments stressed their desire to promote these causes as part of their mission. In particular, they displayed a veneration for works with which Confucius had been associated, either as a collector of texts or as an editor. Beginning during the reign of Wendi, orders were given to search for books lost during the previous dynasty. Knowledge of texts such as the Shijing (“Classic of Poetry”), the Shujing (“Classic of History”), the Yijing (“Classic of Changes”), and the Chunqiu (“Spring and Autumn”) annals became a necessary accomplishment for officials and candidates for the civil service. To support an argument laid before the throne, statesmen would find a relevant quotation from these works; already in the 1st century bce the tradition was being formed whereby the civil service of imperial China was nurtured on a Classical education. On two occasions (51 bce and 79 ce) the government ordered official discussions about interpreting texts and the validity of differing versions; in 175 ce work was completed on a project that inscribed an approved version on stone tablets, so as to allay scholastic doubts in the future. In the meantime—and still before the invention of paper—a collection of literary texts had been made for the imperial library. The catalog of this collection, which dates from the early 1st century ce, was prepared after comparing different copies and eliminating duplicates. The list of titles has been preserved and constitutes China’s first bibliographical list. The works are classified according to subject, but many have been lost. The importance of these measures lies both in their intrinsic achievement and in the example they set for subsequent dynasties.
The prose style of Han writers was later taken as a model of simplicity, and, as a reaction to the literary embellishments and artificialities introduced in the 5th and 6th centuries, deliberate attempts were made to revert to its natural elegance. Examples of this direct prose may be seen in the imperial edicts, the memorials ascribed to statesmen, and, above all, the text of the standard histories themselves, in which such documents of state were incorporated. Compiling the standard histories was a private undertaking in Han times, but it already received imperial patronage and assistance. History was written partly to justify the authority and conduct of the contemporary regime and partly as a matter of pride in Chinese achievement. Further examples of prose writing are the descriptions of protocol for the court. One of the earliest acts of the Han government (c. 200 bce) had been to order the formulation of such modes of behavior as a means of enhancing the dignity of the throne, and one of the latest compilations (c. 175 ce) that still survives is a list of such prescriptions, drawn up at a time when the dynasty was manifestly losing its majesty and natural authority. Some of the emperors were themselves composers of versified prose; their efforts have also been preserved in the standard histories.
The emperor was charged with the solemn duty of securing the blessings of spiritual powers for humankind. One of the nine ministries of state existed to assist in this work of mediation, but from the time of Wudi onward the emperor himself began to play a more active part in worship and sacrifice. The cults were initially addressed to the Five Elements (fire, water, earth, wood, and metal), to the Supreme Unity, and to the Lord of the Soil. In 31 bce these cults were replaced by sacrifices dedicated to heaven and earth. The sites of worship were transferred to the southern and northern outskirts of Chang’an, and a new series of altars and shrines was inaugurated. The Han emperor occasionally paid his respects to supreme powers and reported on the state of the dynasty at the summit of Mount Tai. Wudi’s desire for immortality and for quickening his deceased favorites led him to patronize a number of intermediaries who claimed to possess the secret of making contact with the world of the immortals. From such beliefs and from a fear of the malevolent influences that the unappeased souls of the dead could wreak on humanity, a few philosophers such as Wang Chong (27–c. 100 ce) reacted by propounding an ordered and rational explanation of the universe. But their skepticism received little support. Sometime during the 1st century ce, Buddhism reached China, propagated in all probability by travelers who had taken the Silk Road from northern India. Shortly thereafter Buddhist foundations were established in China, as well as the first official patronage of the faith. From the 2nd century ce there arose a variety of beliefs, practices, and disciplines from which alchemy and scientific experiment were to spring and which were to give rise to Daoism.
Most of the cultural attainments of the Han period derived from imperial encouragement and the needs of officials. A textbook of mathematical problems was probably compiled to assist officials in work such as land assessment; fragments of a medical casebook were concerned with the care of troops and horses serving on the northwestern frontier. Water clocks and sundials were used to enable officials to complete their work on schedule. The palace demanded the services of artists and craftsmen to decorate imperial buildings with paintings and sculptures and to design and execute jades, gold and silver wares, and lacquer bowls for use at the imperial table. Intricate patterns in multicolored silks were woven on looms in the imperial workshops. On a more mundane level, technology served the cause of practical government. The state’s ironwork factories produced precision-made instruments and weapons of war, and the state’s agencies for the salt industry supervised the recovery of brine from deep shafts cut in the rocks of western China. Water engineers planned the construction of dikes to divert the flow of excess waters and the excavation of canals to serve the needs of transport or irrigation, and in many parts of the countryside there could be seen a sight that remained typical of the Chinese landscape up to the 20th century—a team of two or three laborers sitting astride a beam and pedaling the lugs of the “dragon’s backbone” that raised water from the sluggish channels below to the upper levels of the cultivated land.
Jack L. Dull The Editors of Encyclopaedia BritannicaThe Six Dynasties
Political developments
The division of China
Sanguo (Three Kingdoms; 220–280 ce)
By the end of the 2nd century ce the Han empire had virtually ceased to exist. The repression of the Daoist rebellions of the Yellow Turbans and related sects marked the beginning of a period of unbridled warlordism and political chaos, from which three independent centers of political power emerged. In the north all authority had passed into the hands of the generalissimo and “protector of the dynasty,” Cao Cao; in 220 ce the last puppet emperor of the Han officially ceded the throne to Cao Cao’s son, who thereby became the legitimate heir of the empire and the first ruler of the Wei dynasty. Soon afterward, two competing military leaders proclaimed themselves emperor, one in the far interior (Shu-Han dynasty, in the present-day Sichuan province) and one in the south, behind the formidable barrier of the Yangtze River (the empire of Wu, with its capital at Jianye, present-day Nanjing). The short and turbulent period of these “Three Kingdoms” (Sanguo), filled with bloody warfare and diplomatic intrigue, has ever since been glorified in Chinese historical fiction as an age of chivalry and individual heroism.
In fact, even Wei, the strongest of the three, hardly represented any real political power. The great socioeconomic changes that had started in the Dong (Eastern) Han period had transformed the structure of society to such an extent that all attempts to reestablish the centralized bureaucratic state—the ideal of the Qin and Han dynasties—were doomed to failure. While central authority declined, the great families—aristocratic clans of large landowners—survived the decades of civil war on their fortified estates under the protection of their private armies of serfs and clients and even increased their power. These conditions were to remain characteristic of medieval China. The Han system of recruiting officials on the basis of talent was replaced by a network of personal relations and patronage. The hierarchy of state officials and government institutions was never abolished, but it became monopolized by a few aristocratic clans who filled the highest offices with their own members and the minor posts with their clients.
Wei succeeded in conquering Shu-Han in 263/264, but two years later a general of the dominant Sima clan overthrew the house of Wei (265/266) and in 265 founded the first of two dynasties under the name Jin: the Xi (Western) Jin. Wu, however, was able to maintain itself until 280, when it was overrun by the Jin armies.
The role of Wu was extremely important: it marked the beginning of the progressive Sinicization of the region south of the Yangtze River, which before that time had been a frontier area inhabited mainly by non-Chinese tribal peoples. The rise of Jianye (renamed Jiankang during Jin times) as a great administrative and cultural center on the lower Yangtze paved the way for future developments: after the north was lost to outside invaders (311), it was to become the capital of Chinese successor states and an important locus of Chinese culture for more than 250 years.
The Xi (Western) Jin (265–316/317 ce)
The Xi Jin was a period of relative order and prosperity, a short interlude between the turbulent age of the Sanguo and the devastating foreign invasions. The empire had been nominally reunited (280 ce), and for a short time the central government attempted important fiscal and political reforms, mainly intended to curb the great families that threatened the ruler’s authority. Contacts with the oasis kingdoms of Central Asia and the Indianized states of the far south (Funan and Champa) were resumed, and in 285 the Jin court even sent an envoy to distant Fergana in Central Asia to confer the title of king on its ruler—a grand imperial gesture reminiscent of the great days of Han. But this ghost of the Han empire disappeared almost as soon as it had been evoked. Within two decades the Jin disintegrated through the struggles of rival clans. There followed an internecine war between the various Sima princes, collapse of the central government, decentralized military control of the provinces, famine, large-scale banditry, and messianic rural movements.
The era of foreign invasions and rule
For the first time the power vacuum was filled by non-Chinese forces. In 304 a Sinicized Xiongnu chieftain, Liu Yuan, assumed the title of king of Han and started the conquest of northern China. Operating from bases in western and southern Shanxi, the Xiongnu armies, supported by local Chinese rebels, conquered the ancient homeland of Chinese civilization; the fall and destruction of the two capitals, Luoyang (311) and Chang’an (316), ended Chinese dynastic rule in the north for centuries. Although in the far northeast, in present-day Gansu, and in the inaccessible interior (Sichuan), Chinese local kingdoms did occasionally succeed in maintaining themselves for some time, the whole North China Plain itself became the scene of a bewildering variety of foreign states, collectively known in Chinese historiography as the Shiliuguo (Sixteen Kingdoms).
The Dong (Eastern) Jin (317–420) and later dynasties in the south (420–589)
During the entire medieval period the lower Yangtze region—the former territory of Wu—remained the stronghold of a series of “legitimate” Chinese dynasties, with Jiankang as their capital. In 317 a member of the Jin imperial family had set up a refugee regime at Jiankang, consisting mainly of members of the exiled northern aristocracy. From the beginning the Jin court was completely at the mercy of the great landowning families. Government in the Chinese south became a kind of oligarchy exercised by ever-changing groups and juntas of aristocratic clans. The so-called Six Dynasties were politically and militarily weak and constantly plagued by internal feuds and revolts. (The six were actually five—Dong Jin, 317–420; Liu-Song, 420–479; Nan [Southern] Qi, 479–502; Nan Liang, 502–557; and Nan Chen, 557–589—and all but Dong Jin are also known as Nanchao [Southern Dynasties] in Chinese history; the earlier kingdom of Wu, 222–280, is counted as the sixth dynasty.) Their annihilation (in 589) was postponed only by the internal division of the north and by the protection afforded by the Yangtze. To the very end, their opposition to the north remained alive, but occasional attempts to reconquer the ancient homeland were doomed to failure. The final reunification of China was to start from the northern plains, not from Jiankang.
Although politically insecure, these dynasties were characterized by cultural brilliance: in literature, art, philosophy, and religion, they constituted one of the most creative periods in Chinese history. They reached their highest flowering under the long and relatively stable reign of the great protector of Buddhism, Wudi (reigned 502–549), the first emperor of the Nan Liang dynasty.