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The next epoch, called the Initial Period by the American scholar John H. Rowe, and the Lower Formative by the Peruvian archaeologist Luis G. Lumbreras, began with the introduction of pottery. The earliest ceramics have yielded radiocarbon dates of about 1800 bce, although Rowe has suggested that even a date of 2100 bce is plausible. Ceramics from this period have been found on the central coast between Las Haldas, in the Casma-Huarmey region, and Lima. These are considerably later than the earliest pottery finds at Puerto Hormiga on the northern coast of Colombia near Panama (before 3000 bc) and Valdivia in Ecuador (c. 2700 bce). The period ends with the spread of the Chavín cult (also called the Early Horizon; see below).

Lumbreras has stressed agriculture as a more telling indicator: while no single starting date has been cited for this achievement, beans may have been cultivated for centuries if not millennia before the date of the earliest pottery. Bottle gourds and squashes were other cultivated species. Potatoes and other tubers, so important in later times, did not keep well in highland circumstances; but some researchers believe that Andean peoples were reliant on wild tubers and rhizomes 10,000 years ago, although these groups had not yet domesticated them. It has been demonstrated that on the coast virtually all the crops that were important in 1532 (with the notable exception of corn) were already known and in daily use during the Initial Period.

The introduction of pottery at first made little difference to the general pattern of life; cooking continued to be done by roasting on hot stones. On the coast, there was a gradual increase in the consumption of cultivated plants, grown mainly in the lower reaches of the valleys; but the basic reliance on seafood continued. An important innovation was the development, or possibly the introduction, of the heddle loom, but, if it was introduced, its origin is not known. At first it seems only to have been used for making plain-weave cotton cloth. Village life and temple buildings spread over the country, except to the far south, where conditions favoured the continuance of hunting and gathering. Corn spread from the centre over most of the coast, and cassava, or manioc (an edible root), and peanuts (groundnuts) appeared there for the first time, their ultimate source being the Amazonian lowlands.

New ceremonial centres showed considerable diversity. Examples include La Florida, a huge pyramid in Lima that formed the nucleus of a yet-unmapped building complex. The Tank site at Ancón consists of a series of stone-faced platforms on a hill. Las Haldas has a platform and three plazas; two smaller similar sites are also known. The old centres at El Paraíso and Río Seco had been abandoned, but, in the highlands, Kotosh continued to be occupied. Any constructions at Yarinacocha in a wet, stoneless area would have been of wood or other perishable materials.

The variety of the pottery suggests that it was derived from several different sources. In the Lima area, the earliest examples are neckless jars and incurved bowls with thickened rims and rounded bottoms, very uneven in shape. Some later types are pebble polished and the jars thinner. Other later types include bottles with straight spouts, which may have simple incised or applied decoration, and open bowls. Finally, as the period drew to a close, tan-coloured decorated wares, with punctate or red-painted areas outlined by incised lines, as well as orange ware with black stripes, were produced. A type found on the south coast is a small, double-spouted bottle with simple negative-painted decoration, the first appearance of a form long-lived in that area and of a decorative technique that later spread widely over the country.

In the highlands, the earliest pottery at Kotosh consists predominantly of simple bowls with somewhat constricted mouths, and bowls with gently rounded bases meeting the vertical to outsloping concave walls at a sharp angle. There are rare double-spout-and-bridge bottles, closed vessels with two tubular spouts connected by a solid bridge. The ware is mainly dark gray, black, or dark brown to sombre red, and it may have a red slip. The decoration—which was either applied to a broad zone covering most of the walls or, on the neckless jars, formed a ring around the mouth—consists of linear incision, hatching, stamped circles, punctation, or excision. Postfired painting in red, yellow, and white frequently covers excised, hatched, and stamped areas. Despite the fact that Kotosh was on the eastern side of the Andean watershed, its pottery had little in common with that of Yarinacocha, save some similar decorations and the double-spout-and-bridge bottle.

The first known pottery of Yarinacocha is far from primitive. It consists mainly of bowls, mostly with complex outlines. Large open bowls with a broad labial flange, concave sides, and in some cases a second flange where side meets base, could have been cooking pots. Small bowls with inward-sloping sides meeting the rounded base at a sharp angle could have served for drinking; and a shallow bowl, with rounded base meeting the low, slightly outsloping concave sides at a lesser angle, may have been a plate for solid food. There are shards from large urns that may have served for brewing cassava beer. Decoration of finely hatched or cross-hatched geometrical areas, outlined by broad incised lines, occurs on most vessels, and one has a similarly executed feline face. In spite of severe weathering, postfired red paint, later so characteristic of the south coast, is found on some vessels.

The Early Horizon

The Early Horizon emerged after the appearance and rapid spread of the Chavín art style, ending the regional isolation of the Initial Period. The Chavín art style derives its name from the ruined temple complex of Chavín de Huántar in the Andean highlands of central Peru. The dates suggested for the emergence of the style beyond the environs of the temple, however, vary among scholars. Rowe dated it from 1400 bce, while Lumbreras suggested 850 bce; and the very designation of Chavín as a horizon has been challenged. But even those who have most favoured dropping the concept of horizon for this period have noted that in about 1000 bce there was an invasion of highlanders into the coastal Casma Valley who brought with them radically different architectural styles, ceramics, and food plants and animals that supplanted those in the valley; such a penetration was clearly a unification of the coast and the highlands into a single polity.

Chavín came to cover most of the north and centre of Peru, and its influence affected a good part of the south coast, excluding only the southern highlands. The art style, which is regarded as the expression of a cult, is expressed in painted textiles (of which few have survived), in pottery, and chiefly in stone carvings. Archaeologists at one time generally agreed that the chief object of worship was a cat, probably the jaguar, but this has been questioned, although many natural bird, animal, and human forms had feline mouths and other attributes. Feline representations were widespread, whereas some unquestioned deities were confined to the immediate neighbourhood of Chavín.

Chavín monuments and temples

Most Chavín temples seem to have been ceremonial centres without people living around them, although the complex at Chavín itself seems to have been accompanied by a considerable town. The remainder appear to have been focuses for scattered settlements. The most elaborate temple known is that at Chavín, which lies at an elevation of 10,530 feet on a tributary of the Marañón River, east of the Callejón de Huaylas district of the Santa River. The temple consists of a group of stone platforms formed of rubble faced by walls of coursed masonry in which two thin courses alternate with one thick one. They are honeycombed with galleries running parallel to the walls at different levels and ventilated by shafts. The oldest part of the temple is a U-shaped structure, with the open top of the U facing east; the rectangular central arm contains a cruciform gallery, at the crossing of which stands a remarkable prismatic shaft of white granite, some 15 feet high, carved in low relief to represent a standing human figure with snakes typifying the hair and a pair of great fangs in the upper jaw.

This figure, which has variously been called El Lanzón, the Great Image, and the Smiling God, is thought to have been the chief object of worship in the original temple. The southern arm of the temple was subsequently twice widened by rectangular additions, into which some of the original galleries were prolonged. After the second addition, the two were joined by a freestanding facade having a central portal with a lintel supported on two cylindrical columns. The lintel bears 14 eagles in low relief, supplied with feline jaws with prominent fangs behind the beak, and each column is entirely covered by a mythical bird bristling with feline fangs and faces. These have been interpreted as attendants of the god worshiped in that part of the temple, who had perhaps superseded the Smiling God and could have been the god shown on the Raimondi Stone, now in Lima. The stone shows the Staff God, a standing semihuman figure having claws, a feline face with crossed fangs, and a staff in each hand. Above his head, occupying two-thirds of the stone, is a towering, pillarlike structure fringed with snakes and emerging from a double-fanged face, which Rowe interpreted as a symbolic treatment of his hair as a tongue coming out of a mouth. Unlike the Smiling God, this figure has been found in areas as far from Chavín as the northern and southern coasts of Peru. Except for the columns, which are of black slate, the stones of the facade are light in colour on the south side and dark on the north. East of the facade is a small sunken court of the same period, which contained a number of slabs with carvings in low relief, and to the east of this is a much larger court surrounded by platforms. Within this court is a square, slightly sunken area, in which was found the Tello obelisk, a rectangular pillar carved in low relief to represent a caiman and covered with Chavín symbolic carvings, such as bands of teeth and animal heads. This is considered to be an object of worship like the Smiling God and Staff God. Carvings found on and around the temple include a cornice of projecting slabs, on the underside of which are carved jaguars, eagles, and snakes, and a number of tenoned heads of men and the Smiling God; they are thought to be decorations or the attendants of gods rather than objects of worship.

On the coast, the temples were built mostly of adobe. In the Nepeña Valley, two temples—Cerro Blanco and Punkurí—differ so much that they must also differ in age, but it is not known which is the earlier. Cerro Blanco is a massive platform of conical adobes and stones, supporting rooms with walls bearing Chavín decoration, including eyes and feline fangs, modeled in mud plaster in low relief and painted red and greenish yellow. Punkurí has a low, terraced platform with a wide stairway on which stands a feline head and paws, modeled from stone and mud, and painted. By the paws was buried a woman, believed to have been sacrificed. At Moxeke and Pallca in the Casma Valley to the south, there are terraced, stone-faced pyramids with stone stairways. The first has niches containing clay-plastered reliefs of mud, stone, and conical adobes showing felines, snakes, and human beings of Chavinoid character painted in polychrome. Also in Casma is a temple at Cerro Sechín, consisting of a series of superimposed platforms with a central stair, on either side of which, at the bottom level, stands a row of irregularly shaped flat stones with incised designs showing standing men carrying clubs, severed heads, and other designs. Lacking Chavín characteristics, these have been interpreted variously as ancestral Chavín or derived from it, the latter being the more plausible. There is a Chavín ceremonial centre at Garagay in the Chillón Valley but none to the south.

The pottery of Chavín and Paracas

Chavín pottery is best known from the decorated types found in the galleries in the temple at Chavín and in graves on the northern coast, where it is called Cupisnique. Until the end of the period, the ware was monochrome—dull red, brown, or gray—and hard and stonelike. Vessels were massive and heavy, especially in the early part of the period. The main forms are open bowls with vertical or slightly expanding sides and flat or gently rounded bases, flasks, and stirrup-spouted bottles. The surface may be modeled in relief or decorated by incision, stamping, brushing, rouletting, or dentate rocker-stamping, all of which may be applied to particular zones in contrast with other smooth ones. Some bowls have deeply incised designs on both the inside and outside faces. Many of the forms and decorative features, apart from specifically Chavinoid designs (particularly feline fangs), were already present at Kotosh in the previous phase.

Considerable time changes are represented in Chavín pottery; for example, the earliest stirrup spouts were relatively small and very thick and heavy, and the spout had a thick flange. As time went on, the stirrups became lighter and the spouts longer; the flange was reduced and finally disappeared. The necks of the flasks underwent similar changes. The decoration on some of these is extremely striking; one has incised flower designs, and another has a roughened surface in which there are a number of concave circular depressions with a notably high polish. The Cupisnique stirrup-spouted vessels, some of which were modeled in the form of human beings, animals, or fruits, were the beginning of a north-coast tradition of naturalistic modeling, which persisted throughout its history. Toward the end of the period, a bichrome (dark red on cream) pottery came into use.

There is a considerable area on the south Peruvian coast with its focus in the Ica Valley, where strong influences from Chavín have been found in the Paracas pottery style, and two painted textiles in pure Chavín style have survived from the same valley. Paracas pottery was very different from that of Chavín, but various motifs have enabled the two to be correlated closely. Paracas began at practically the same time as Chavín, about 1000 bce, and lasted throughout its span and beyond it, perhaps to about 200 bce. The most characteristic form of Paracas pottery was a closed globular vessel with a somewhat flattened base, which had two narrow spouts connected by a flat bridge, or more frequently, with one spout replaced by a human or bird head. Simple round-based bowls were very common. The ware was most commonly black or very dark brownish, and much of the surface was covered with decoration outlined by incision and painted in polychrome with hard, shiny, resinous colours after firing. A panel bearing a feline face on one end of a spout-and-bridge vessel was one of the most frequent forms of decoration. Paracas is also distinguished for its gorgeous embroidered textiles, generally found in the mummy bundles of the important dead. Embroidery had a popularity at this time that it afterward lost, but a surprisingly wide range of weaving techniques were also used in various parts of the coast.

The Early Intermediate period

The Early Horizon was succeeded by what has been termed the Early Intermediate Period. The onset of the Early Intermediate marked the decline of Chavín’s cultural influence and the attainment of artistic and technological peaks in a number of centres, both on the coast and in the highlands.

The southern coast

The beginning of the period is best determined by the evolution of the Paracas pottery style into that of the Nazca (Nasca) area on the southern coast; this is traditionally estimated to have occurred about 200 bce, but Rowe’s date of 400 bce is probably more reliable, since this is the area where his detailed succession was worked out. Nazca ware is marked by the introduction of slip painting applied before firing, which took the place of the resin painting applied afterward; but the style evolved continuously, and the polychrome tradition continued. The most common forms were bowls and beakers, all with rounded bases, but double-spout or head-and-spout jars were also characteristic. In contrast to the Moche area on the northern coast, figure modeling played a very minor role. Designs were painted in up to eight colours and fell into two main groups: one characterized by stylized but recognizable life forms, such as birds, fish, or fruits, with some humans; the other depicting mythical subjects such as complex demons. Between approximately middle and late Nazca, mythical figures became increasingly angular and elongated and developed a tangled mass of appendages. Trophy-head representations, which were modeled as complete vessels as well as painted in profile on simple vessels, increased greatly at the same time. Because Nazca art was less realistic than that of Moche, little can be learned of the appearance and life of the people.

In the time of the Nazca style what has been described as a small city was located in each of the south-coast valleys of Pisco, Ica, Nazca, and Acarí. At Cahuachi, in Nazca, this included a ceremonial centre consisting of six pyramids, which were terraced and adobe-faced natural hills associated with courts. Tambo Viejo in Acarí was fortified, which supports inferences drawn with some difficulty from late Nazca art that a concern with warfare developed at that time.

The northern coast

A cultural peak was reached in the valleys of Pacasmayo, Chicama, and Moche on the northern Peruvian coast. A large proportion of this area has been grouped by archaeologists into a Moche culture, although some of the territory encompassed by these valleys was not part of the polity called Moche. The Japanese archaeologist Izumi Shimada has referred to this kind of control as “horizontally discontinuous territoriality.” The coast–highland “vertical” type of polity described above appears to have emerged later in coastal history. Thus, this “horizontal discontinuity” may have been related to coastal trade, as products were sought north of the desert coast, while at a later time it may have coexisted with “verticality.”

The Moche culture is distinguished by a ceremonial pottery style, commonly covered with a white or red-and-white slip, which may have had decoration painted on it, chiefly in red on the white parts. Some pots are molded in forms that include figures, animals, plants, and weapons; and some have molded designs in low relief. Molding and painting both convey highly realistic impressions of the people, things, and scenes they represent and are a vivid source of information about the life and activities of the people, though some important aspects, such as agricultural processes, are not represented. Moche pottery has been divided into five phases that were originally defined mainly by differences in the stirrup-spouted jars, but this has been extended to other forms—for example, bell-shaped bowls, double vessels, and jars with collars. The prevalence of stirrup spouts and the quality of the modeling connect Moche much more closely with Chavín–Cupisnique than with the intermediate styles, in which features such as the spout-and-bridge vessels suggest intrusive influences from the south. Among Moche buildings are adobe pyramids, like the enormous Huaca del Sol in the Moche Valley, palaces with large rooms (on terraces in the case of the Huaca de la Luna near the Sol), and fortified structures perched on the sides of valleys. These structures reinforce the evidence, provided by warriors and enthroned dignitaries depicted on pots, for the existence of an aggressive hierarchical state, and it may be inferred that this grew up as the result of dependence on highly developed irrigation systems in the restricted areas available in the valleys.

There were no towns in the northern valleys. Dispersed communities, built in places where they would not use the valuable irrigated agricultural lands, seem to have been situated in ways suggesting dependence on one of the ceremonial centres.

The north highlands

In the north highlands, the remarkable pottery style of Recuay has been found in the Callejón de Huaylas region. This pottery is related to the negative-painted representative of Gallinazo in the Santa Valley and is painted with black negative designs over white and red, one of the most characteristic being a feline in profile with a comb on the head. There is a good deal of lively modeling, but it is much less naturalistic than that of Moche. A typical feature is a broad, nearly horizontal flange surrounding the mouth of a jar, and many jars also have a horizontal spout below the flange. Most of this pottery has come from stone-lined graves, and some stone buildings of two or three stories may have belonged to the people who made it.

The Cajamarca Basin is the site of a pottery style (called cursive) that was entirely independent of known outside influences and that spanned at least the Early Intermediate Period and the Middle Horizon. It has lightly painted running-scroll designs, which vaguely recall writing (whence the name cursive), as well as small animals and faces, in brownish black or red on a cream background, mostly on open bowls with ring bases. It was traded widely in the north, and south as far as Huari, during the Middle Horizon.

The south highlands

Large urban and ceremonial centres emerged at this time near the shores of Lake Titicaca. One site, Pucará, includes a well-built, horseshoe-shaped sanctuary of concentric walls of red sandstone enclosing a slightly sunken terrace lined with white-sandstone slabs. Within the terrace is a sunken court some 50 feet square and seven feet below the surface, also lined with white sandstone and reached by a stairway. This court contains two stone-lined grave chambers, and the outer horseshoe wall has small chambers, each containing one or two altarlike slabs in its thickness. There are also squat stone statues of men carrying trophy heads and stelae (upright sculptured slabs of stone) bearing recessed geometrical carvings and snakes. The pottery includes a reddish-buff micaceous ware painted in red, black, and yellow; cats, human or bird heads, and geometrical figures are all outlined by incision. The faces have the eyes divided vertically, one half of each eye black, the other half the natural colour of the ware. Pucará occurred early in the period, before the main development of Tiwanaku, and it may have taken shape about 400 bce. It appears to have controlled an area between the site and Lake Titicaca or farther.

Tiwanaku is a well-known ceremonial centre whose stone remains are now a tourist attraction in the Andes second in popularity only to the ruins of Machu Picchu. The occupation of the ceremonial centre is believed to have begun very early in the period, since some of the earliest pottery shows similarity to that found at Pucará.

The ceremonial buildings—whose exact age is uncertain—include a large stepped pyramid or platform called Acapana (Akapana), with foundations of buildings on the top; a semi-subterranean temple with stone heads tenoned into the walls; and a low rectangular platform called Calasasaya (Kalasasaya), enclosed by a retaining wall of upright stones alternating with smaller rectangular blocks. In one corner of the platform stands a great monolithic doorway, not in its original position, cut from a large block of lava. At the top of the doorway is carved a central low-relief figure attended by three rows of smaller winged figures that appear to run inward toward him (see photograph). The central figure, carrying staves that may represent a spear thrower and darts, has been likened to the Chavín Staff God and for convenience may be called the Doorway, or Gateway, God. Versions of the Doorway God and his attendants are found almost everywhere within the range of Tiwanaku influence in the subsequent Middle Horizon. Another feature of the site is a number of large and finely finished stone blocks with niches, doorways, and recessed geometric decorations. Tiwanaku masonry is sometimes held together by accurately cut notches, sometimes by copper clamps set in either straight or T-shaped grooves. Several massive monolithic statues have been found in and around Tiwanaku, the largest being 24 feet high. They resemble pillars bearing relief designs, and some carry beakers.

Decorated Tiwanaku pottery is a finely polished polychrome, which commonly has a red slip with designs painted in various colours. Felines and hawks in profile, with eyes divided vertically into black and white halves, are common designs, as are geometric figures such as triangles and steps. Like all Tiwanaku art, the designs are stiff and formal. The shapes include a tall, graceful, hollow-sided beaker and various types of bottles and hollow-sided bowls with flat bases, including a form bearing a jaguar head and tail on the rim.