Scientific classifications of race
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- racism
- mulatto
- brown babies
- pardo
- mestizo
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In publications issued from 1735 to 1759, Linnaeus classified all the then-known animal forms. He included humans with the primates and established the use of both genus and species terms for identification of all animals. For the human species, he introduced the still-current scientific name Homo sapiens. He listed four major subdivisions of this species, H. americanus, H. africanus, H. europaeus, and H. asiaticus. Such was the nature of knowledge at the time that Linnaeus also included the categories H. monstrosus (which included many fantastical peoples) and H. ferus (“wild man”), an indication that some of his categories were based on tall tales and travelers’ myths.
Blumenbach divided humankind into five “varieties” and noted that clear lines of distinction could not be drawn between them, as they tended to blend “insensibly” into one another. His five categories included American, Malay, Ethiopian, Mongolian, and Caucasian. (He chose the term Caucasian to represent the Europeans because a skull from the Caucasus Mountains of Russia was in his opinion the most beautiful.) These terms were still commonly used by many scientists in the early 20th century, and at least one continued into the 21st century as a major designation of the world’s peoples.
These classifications not only rendered human groups as part of nature but also gave them concreteness, rigidity, and permanence. Moreover, some descriptions, especially those of Linnaeus, included statements about the temperament and customs of various peoples that had nothing to do with biophysical features but were forms of learned behavior that are now known as “culture.” That cultural behavior and physical characteristics were conflated by these 18th-century writers reflects both their ethnocentrism and the limited scientific knowledge of the time.
The institutionalizing of race
Slavery always creates social distance between enslavers and the enslaved, and intellectuals are commonly called upon to affirm and justify such distinctions. As learned men began to write a great deal about the “racial” populations of the New World, Indigenous Americans and Black Africans were increasingly projected as alien. In this way did some Enlightenment thinkers help pro-slavery interests place responsibility for slavery in the “inferior” victims themselves.
Would-be “scientific” writings about the distinctiveness of Black and Indigenous people commenced late in the 18th century in tandem with exaggerated popular beliefs, and writings of this type continued on into the 20th century. The European world sought to justify not only the institution of slavery but also its increasingly brutal marginalization of all non-European peoples, enslaved or free. Science became the vehicle through which the delineation of races was confirmed, and scientists in Europe and America provided the arguments and evidence to document the inferiority of non-Europeans.
About the turn of the 19th century, some scholars advanced the idea that Black people (and perhaps Indigenous people) constituted a separate species from “normal” men (white and Christian), an idea that had been introduced and occasionally expressed in the 18th century but that had drawn little attention. This revived notion held that the “inferior races” had been created at a different time than Adam and Eve, who were the progenitors of the white race. Although multiple creations contradicted both the well-known definition of species in terms of reproductively isolated populations and the biblical description of creation, it is clear that in the public mind the transformation from race to species-level difference had already evolved. In the courts, statehouses, assemblies, and churches and throughout American institutions, race became institutionalized as the premier source, and the causal agent, of all human differences.
Transforming “race” into “species”
One of those whose direct experience of enslaved Africans and assessment of them was given great weight was Edward Long (1734–1813), a former plantation owner and jurist in Jamaica. In a book titled The History of Jamaica (1774), Long asserted that “the Negro” was “void of genius” and “incapable” of civilization; indeed, he was so far inferior as to constitute a separate species of mankind. Long’s work was published as a defense of slavery during a period of rising antislavery sentiment. Its greatest influence came during and after the American Revolutionary War (1775–83), when some southern Americans started freeing their enslaved workers and moving north. Long’s writings, published in popular magazines, were widely read in the United States during the last decade of the 18th century.
In 1799 Charles White, a Manchester physician, published the earliest proper “scientific” study of human races. He described each racial category in physical terms, identifying what he thought were differences in the head, feet, arms, complexion, skin color, hair texture, and susceptibility to disease. White actually measured the body parts of a group of Black and a group of white individuals, lending the semblance of hard science to his conclusions. He not only advocated a gradation of the races, but he provided support for the speculation that Black people, the American Indian, some Asiatic tribes, and Europeans were of different species. His explanation for the presumed savagery of Africans was that they had degenerated from the pure and idyllic circumstances provided in the Garden of Eden while Europeans had made advances toward civilization.
Such works as those of Long and White initiated a debate among scholars and scientists that had long-range implications for European attitudes toward human differences. The issue, as expressed by mid-19th-century scientists, was “the Negro’s place in nature”—that is, whether “the Negro” was human like Europeans or a separate species nearer to the ape.
Samuel Morton, a Philadelphia physician and founder of the field of craniometry, collected skulls from around the world and developed techniques for measuring them. He thought he could identify racial differences between these skulls. After developing techniques for measuring the internal capacity of the skull, he concluded that Black Africans had smaller brains than white Europeans, with Indigenous American brains intermediate between the two. Because brain size had long been correlated with intelligence in both the popular mind and science, Morton’s findings seemed to confirm that Black individuals were also less intelligent than white ones. In publications of 1839 and 1844, he produced his results, identifying the Native Americans as a separate race from Asians and arguing from his Egyptian materials that these ancient peoples were not Black. His findings magnified and exaggerated the differences between racial populations, imposing meaning on the differences that led to the conclusion that they were separate species.
Morton soon became the center of a network of scholars and scientists who advocated multiple creations (polygeny) and thus contradicted the long-established biblical view of one single creation from which all humans descended (monogeny). The most influential of the scientists involved in this debate was Louis Agassiz, who accepted a position at Harvard University and revolutionized the field of natural science. Agassiz converted from monogenism to polygenism after moving to the United States from Switzerland in 1846. It was then that he saw Black people for the first time. He was also impressed with Morton’s work with skulls, and eventually he became the most important advocate of polygenism, conveying it in public lectures and to generations of students, many of whom took leading intellectual roles in American society.
One result of the mid-19th-century concern with documenting racial distinctions by means of body measurements was the establishment of the “scientific” enterprise of anthropometry. During the Civil War the U.S. Sanitary Commission and the provost marshall general’s office collected data on the physical condition of military conscripts and volunteers in the army, navy, and marines. Using anthropometric techniques, they produced massive tables of quantitative measurements of the body dimensions of tens of thousands of whites, Blacks, mulattoes, and Indians. Scientists interpreted the data in a way that strengthened the argument that races were fundamentally distinct and that confirmed that Blacks, Indians, and mulattoes were inferior to whites. Anthropometry flourished as a major scientific method for demonstrating race differences well into the 20th century.
The false assumptions of anthropometry
For the second half of the 19th century, scholars continued to debate, as they termed it at the time, “the Negro’s place in nature.” But the debate over multiple or single origins receded after 1859, when the publication of Charles Darwin’s theory of evolution led to a more dynamic understanding of human diversity. Evolution produced a new perspective on the causes of Black people’s (supposedly) innate condition; the central problem became whether they evolved before or after white Europeans. By the 1860s Black primitiveness was assumed without question. “The Negro,” in fact, had become the new savage, displacing Indigenous peoples and the Irish, and the ideology proclaimed that his savagery was intrinsic and immutable.
The use of metrical descriptions, while they seemed objective and scientific, fostered typological conceptions of human group differences. From massive quantitative measurements, experts computed averages, means, and standard deviations from which they developed statistical profiles of each racial population. These profiles were thought to represent the type characteristics of each race expressed in what seemed to be impeccable scientific language. When statistical profiles of one group were compared with those of others, one could theoretically determine the degree of their racial differences.
The activities of typologists carried a number of false assumptions about the physical characteristics of races. One was that racial characteristics did not change from one generation to another, meaning that averages of measurements such as body height would remain the same in the next generations. Another false assumption was that statistical averages could accurately represent huge populations, when the averaging itself obliterated all the variability within those populations.
Expressed alongside existing myths and popular racial stereotypes, these measurements inevitably strengthened the assumption that some races were “pure” and some not so “pure.” Scholars argued that all the major races were originally pure and that some races represented the historical mixing of two or more races in the past. “Racial types” were conceived as representing populations with certain inherited morphological features that were originally characteristic of the race; every member of a race thus retained such traits. These beliefs attempted to validate the image of races as internally homogeneous and biologically discrete, having no overlapping features with other races.
The decline of “race” in science
The influence of Franz Boas
Typological thinking about race, however, was soon contradicted by the works of some early 20th-century anthropologists. Franz Boas, for example, published studies that showed that morphological characteristics varied from generation to generation in the same population, that skeletal material such as the cranium was malleable and subject to external influences, and that metrical averages in a given population changed in succeeding generations.
Boas and the early anthropologists trained in the United States recognized that the popular conception of race linked, and thus confused, biology with language and culture. They began to advocate the separation of “race,” as purely a biological phenomenon, from behavior and language, denying a relationship between physical traits and the languages and cultures that people carry.
Though their arguments had little impact on the public at the time, these scholars initiated a new way of thinking about human differences. The separation of culture and language, which are learned behaviors, from biological traits that are physically inherited became a major tenet of anthropology. As the discipline grew and spread by means of scholarship and academic training, public understanding and recognition of this fundamental truth increased. Yet the idea of a hereditary basis for human behavior remained a stubborn element of both popular and scientific thought.
Mendelian heredity and the development of blood group systems
In 1900, after the rediscovery of Gregor Mendel’s experiments dealing with heredity, scientists began to focus greater attention on genes and chromosomes. Their objective was to ascertain the hereditary basis for numerous physical traits. Once the ABO blood group system was discovered and was shown to follow the pattern of Mendelian heredity, other systems—the MN system, the Rh system, and many others—soon followed. Experts thought that at last they had found genetic features that, because they are inherited and not susceptible to environmental influences, could be used to identify races. By the 1960s and ’70s, scientists were writing about racial groups as populations that differed from one another not in absolute features but in the frequencies of expression of genes that all populations share. It was expected that each race, and each population within each race, would have frequencies of certain ascertainable genes that would mark them off from other races.
Information on blood groups was taken from large numbers of populations, but, when scientists tried to show a correlation of blood group patterns with the conventional races, they found none. While populations differed in their blood group patterns, in such features as the frequencies of A, B, and O types, no evidence was found to document race distinctions. As knowledge of human heredity expanded, other genetic markers of difference were sought, but these also failed to neatly separate humanity into races. Most differences are expressed in subtle gradations over wide geographic space, not in abrupt changes from one “race” to another. Moreover, not all groups within a large “geographic race” share the same patterns of genetic features. The internal variations within races have proved to be greater than those between races. Most importantly, physical, or phenotypic, features assumed to be determined by DNA are inherited independently of one another, further frustrating attempts to describe race differences in genetic terms.
“Race” and intelligence
Anthropometric measurements did not provide any direct data to prove group superiority or inferiority. As various fields of study emerged in the late 19th century, some scholars began to focus on mental traits as a means to examine and describe human differences. Psychology as a growing field began developing its own programmatic interests in discovering race differences.
In the 1890s the psychologist Alfred Binet began testing the mental abilities of French schoolchildren to ascertain how children learned and to help those who had trouble learning. Binet did not call his test an intelligence test, and its purpose was not to divide French schoolchildren into hierarchical groups. But with these tests a new mechanism was born that would provide powerful support to those who held beliefs in racial differences in intelligence.
Psychologists in the United States very quickly adopted Binet’s tests and modified them for American use. More than that, they reinterpreted the results to be clear evidence of innate intelligence. Lewis Terman and his colleagues at Stanford University developed the Stanford-Binet IQ (intelligence quotient) test, which set the standard for similar tests produced by other American psychologists.
IQ tests began to be administered in large numbers during the second decade of the 20th century. The influences of hereditarian beliefs and the power of the racial worldview had conditioned Americans to believe that intelligence was inherited and permanent and that no external influences could affect it. Indeed, heredity was thought to determine a person’s or a people’s place in life and success or failure. Americans came to employ IQ tests more than any other nation. A major reason for this was that the tests tended to confirm the expectations of white Americans; on average, Black individuals did less well than white ones on IQ tests. But the tests also revealed that the disadvantaged people of all races do worse on IQ tests than do the privileged. Such findings were compatible with the beliefs of large numbers of Americans who had come to accept unqualified biological determinism.
Opponents of IQ tests and their interpretations argued that intelligence had not been clearly defined, that experts did not agree on its definition, and that there were many different types of intelligence that cannot be measured. They also called attention to the many discrepancies and contradictions of the tests. One of the first examples of empirical evidence against the “innate intelligence” arguments was the revelation by psychologist Otto Klineberg in the 1930s that Black test-takers in four northern states did better on average than white ones in the four southern states where expenditures on education were lowest. Klineberg’s analysis pointed to a direct correlation between income and social class and performance on IQ tests. Further evidence indicated that students with the best primary education and greater cultural experiences always did better on such tests. Experts thus argued that such tests are culture-bound; that is, they reflect and measure the cultural experiences and knowledge of those who take the tests and their levels of education and training. Few would deny that African Americans and Native Americans have long had a much more restricted experience of American culture and a far inferior education.