Beginning in 1960, excavations of stratified layers in the Fukui Cave, Nagasaki prefecture in northwestern Kyushu, yielded shards of dirt-brown pottery with applied and incised or impressed decorative elements in linear relief and parallel ridges. The pottery was low-fired, and reassembled pieces are generally minimally decorated and have a small round-bottomed shape. Radiocarbon dating places the Fukui find to approximately 10,500 bce, and the Fukui shards are generally thought to mark the beginning of the Jōmon period. This early transitional period seems to lack convincing evidence of plant cultivation which would, along with microlith and pottery production, allow it to meet the criteria for a Neolithic culture.
The name Jōmon is a translation for “cord marks,” the term Morse used in his book Shell Mounds of Omori (1879) to describe the distinctive decoration on the prehistoric pottery shards he found. Other names, such as “Ainu school pottery” and “shell mound pottery,” were also applied to pottery from this period, but after some decades—although cord marks are not the defining decorative scheme of the type—the term jōmon was generally accepted. The period’s earliest stage (c. 10,500–8000 bce), to which the Fukui shards belong, has been given various names, including Incipient Jōmon and Subearliest Jōmon. Some scholars even call it Pre-Jōmon and argue that life during this stage showed only a slight advance from that of the Paleolithic.
Site evidence and stratigraphic indications of climate and topological change have been used to construct general theories about the life of the populations existing from the Paleolithic through Jōmon periods. The profile which emerges is that of inhabitants gradually isolated on an island chain with a generally temperate climate and abundant food sources. Changes in temperature accounted for population movements to and from mountains and coastal areas, with attendant dietary changes and adaptation to the preparation and storage of food.
The period called Initial Jōmon (c. 8000–5000 bce) produced bullet-shaped pots used for cooking or boiling food. The tapered bases of the pots were designed to stabilize the vessels in soft soil and ash at the centre of a fire pit. Decorative schemes included markings made by pressing shells and cords or by rolling a carved stick into the clay before it hardened. The shapes and worked surface textures of these early vessels suggest their probable precursors—leather, bark, or woven reed containers reinforced with clay. The Hanawadai site in Ibaraki prefecture constitutes the first recognized Initial Jōmon community.
Early Jōmon (c. 5000–2500 bce) sites suggest a pattern of increased stabilization of communities, the formation of small settlements, and the astute use of abundant natural resources. A general climatic warming trend encouraged habitation in the mountain areas of central Honshu as well as coastal areas. Remains of pit houses have been found arranged in horseshoe formations at various Early Jōmon sites. Each house consisted of a shallow pit with a tamped earthen floor and a grass roof designed so that rainwater runoff could be collected in storage jars.
Early Jōmon vessels generally continued the fundamental profile of a cone shape, narrow at the foot and gradually widening to the rim or mouth, but most had flat bottoms, a feature found only occasionally in the Initial Jōmon period. The characteristic markings were impressed on damp clay with a twisted cord or cord-wrapped stick to produce a multiplicity of patterns. Other techniques, including shell impressions, were also used. In addition to the flared-mouth jars, shallow bowls and narrow-necked bottles were also introduced. The discovery of increasing varieties of flat-bottomed vessels appropriate for cooking, serving, and providing storage on flat earthen floors correlates with the evidence of the gradual formation of pit-house villages.
While pottery was the main form of visual expression in the Early Jōmon period, wood carving and lacquering are among the other significant forms of expression, suggesting the development of a more complex culture. Ropes, reed baskets, and wooden objects have been found at the Torihama mound site in Fukui prefecture. The oldest known examples of Japanese lacquerware—bowls and a comb—are also from this site.
The Middle Jōmon period (c. 2500–1500 bce) witnessed a dramatic increase both in population and in the number of settlements. Signs of incipient agriculture can be detected in this period, but this may have involved settling near wild plants and storing them effectively. Vessels began to take on heavy decorative schemes employing applied clay. The use of vessels for purposes beyond cooking and storage is also noted. Clay lamps, drum shells, and figurines strongly suggest an expanding use of the medium for religious symbolic expression. Fertility images of clay female figurines with exaggerated breasts and hips and of stone phalli have been located on stone platforms placed on the northwest side of dwellings. These platforms may represent early household altars. There is evidence that ritual relocation or removal from a site because of death or other polluting factors was occasionally practiced. During this period jars were associated with burial and were characteristically damaged so as to prohibit any other type of use.
Three distinct vessel styles were produced during the Middle Jōmon. The Katsusaka type, produced by mountain dwellers, has a burnt-reddish surface and is noted especially for extensive and flamboyant applied decorative schemes, some of which may have been related to a snake cult. The Otamadai type, produced by lowland peoples, was coloured dirt-brown with a mica additive and is somewhat more restrained in design. The Kasori E type has a salmon-orange surface. During this period a red ochre paint was introduced on some vessel surfaces, as was burnishing, perhaps in an attempt to reduce the porosity of the vessels.
In the Late Jōmon (c. 1500–1000 bce) colder temperatures and increased rainfall forced migration from the central mountains to the eastern coastal areas of Honshu. There is evidence of even greater interest in ritual, probably because of the extensive decrease in population. From this time are found numerous ritual sites consisting of long stones laid out radially to form concentric circles. These stone circles, located at a distance from habitations, may have been related to burial or other ceremonies. Previously disparate tribes began to exhibit a greater cultural uniformity. Artifacts discovered in diverse coastal areas show a uniform vocabulary of expression and a consistent decorative system, suggesting more sophisticated methods of manufacturing, such as controlled firing of pottery, and increased specialization. The technique of erased cord marking, in which areas around applied cord marks were smoothed out, was increasingly used. This relates to a more general practice or interest in polished pottery surfaces. A unique black polished pottery type called Goryo has been found in central Kyushu. Some scholars suggest that this may in some way be imitative of Chinese black Longshan pottery (c. 2200–1700 bce).
Evidence from the Final Jōmon (c. 1000–3rd century bce) suggests that inhospitable forces, whether contagious disease or climate, were at work. There was a considerable decrease in population and a regional fragmentation of cultural expression. Particularly noteworthy was the formation of quite distinct cultures in the north and south. The discovery of numerous small ritual implements, including pottery, suggests that the cultures developing in the north were rigidly structured and evinced considerable interest in ritual.
More than 50 percent of the Final Jōmon sites are in northern Honshu, where significant quantities of polished or burnished pottery and lacquerware have been found. In fact, it is from this time that lacquer working—used for both decorative and waterproofing purposes—begins to emerge as a distinct craft. In general, the northern distinction between utilitarian and ritual ware became more pronounced, and the ritual ware became more elaborately conceived. The latter phenomenon is clearly illustrated by the unusual clay figurines with enormous goggle eyes that are characteristic of the Final Jōmon.
In the south, mobility and informality were the emerging characteristics of social organization and artistic expression. In distinction to the northern culture, the south seemed more affected by outside influences. Indeed, the incursions of continental culture would, in a few centuries, be based in the Kyushu area.
Yayoi period
In 1884 a shell mound site in the Yayoi district of Tokyo yielded pottery finds that were initially thought to be variants of Jōmon types but were later linked to similar discoveries in Kyushu and Honshu. Scholars gradually concluded that the pottery exhibited some continental influences but was the product of a distinct culture, which has been given the name Yayoi.
Both archaeological and written evidence point to increasing interaction between the mainland and the various polities on the Japanese archipelago at this time. Indeed, the chronology of the Yayoi period (c. 3rd century bce–c. 250 ce) roughly corresponds with the florescence of the aggressively internationalized Chinese Han dynasty (206 bce–220 ce). Chinese emissarial records from that period include informative observations about customs and the sociopolitical structure of the Japanese population. The Chinese noted that there were more than 100 distinct “kingdoms” in Japan and that they were economically interdependent but also contentious. Other records suggest that the inhabitants of the archipelago traveled to the Korean peninsula in search of iron.
The Yayoi culture thus marked a period of rapid differentiation from the preceding Jōmon culture. Jōmon, a hunting-and-gathering culture with possibly nascent forms of agriculture, experienced changes and transitions primarily in reaction to climatic and other natural stimulants. Yayoi, however, was greatly influenced by knowledge and techniques imported from China and Korea. The impact of continental cultures is decidedly clear in western Japan from c. 400 bce, when primitive wet-rice cultivation techniques were introduced. Attendant to the emerging culture based on sedentary agriculture was the introduction of a significant architectural form, the raised thatched-roof granary. Bronze and iron implements and processes of metallurgy were also introduced and quickly assimilated, as the Yayoi people both copied and adapted types and styles already produced in China and Korea. Thus, while the decorative instincts of the Jōmon culture were limited primarily to the manipulation of clay, a variety of malleable materials, including bronze, iron, and glass, were increasingly available to artisans of the Yayoi period. The introduction of these various technologies, the development of a stable agricultural society, and the growth of a complex social hierarchy that characterized the period became the springboards for various forms of creative expression and provided increasing opportunities for the development of artistic forms.
The Yayoi period is most often defined artistically by its dramatic shift in pottery style. The new type of pottery, reflecting continental styles, was made first in western Japan. It then moved eastward and became assimilated with existing Jōmon styles. Jōmon pottery was earthenware formed from readily available sedimentary clay and was generally stiff. Yayoi pottery was formed from a fine-grained clay of considerable plasticity found in the delta areas associated with rice cultivation. It was smooth, reddish orange in colour, thinly potted, symmetrical, and minimally decorated. The simpler, more reserved styles and forms emulated Chinese earthenware. It was also at this time that pottery began to be produced in sets, including pieces made for the storing, cooking, and serving of food.
In addition to the characteristic pottery that gave its site name to the period, the production of metal objects, particularly the dōtaku bells, represents a significant artistic manifestation of the Yayoi period. The dōtaku were cast in bronze and imitative of a Chinese musical instrument. Visual records from the Chinese Warring States period (475–221 bce) indicate that bells in various and progressively larger sizes were suspended from a horizontal beam or pole. These were struck to produce a scale of tones. More than 400 indigenously produced dōtaku have been discovered in Japan. These bells range from 4 to 50 inches in height. Their quality suggests a rather advanced state of technical acumen. Figural and decorative relief bands on these bells offer some, albeit highly interpretive, insights into Yayoi culture and suggest that shamanism was the dominant religious modality. The dōtaku appear not to have been used as musical instruments in Japan. Instead, like the bronze mirrors and other distinguished and precious implements transferred and adapted from Chinese and Korean forms, the dōtaku took on talismanic significance, and their possession implied social and religious power.