Historical development

Antiquity

Although almost all of the criticism ever written dates from the 20th century, questions first posed by Plato and Aristotle are still of prime concern, and every critic who has attempted to justify the social value of literature has had to come to terms with the opposing argument made by Plato in The Republic. The poet as a man and poetry as a form of statement both seemed untrustworthy to Plato, who depicted the physical world as an imperfect copy of transcendent ideas and poetry as a mere copy of the copy. Thus, literature could only mislead the seeker of truth. Plato credited the poet with divine inspiration, but this, too, was cause for worry; a man possessed by such madness would subvert the interests of a rational polity. Poets were therefore to be banished from the hypothetical republic.

In his Poetics—still the most respected of all discussions of literature—Aristotle countered Plato’s indictment by stressing what is normal and useful about literary art. The tragic poet is not so much divinely inspired as he is motivated by a universal human need to imitate, and what he imitates is not something like a bed (Plato’s example) but a noble action. Such imitation presumably has a civilizing value for those who empathize with it. Tragedy does arouse emotions of pity and terror in its audience, but these emotions are purged in the process (katharsis). In this fashion Aristotle succeeded in portraying literature as satisfying and regulating human passions instead of inflaming them.

Although Plato and Aristotle are regarded as antagonists, the narrowness of their disagreement is noteworthy. Both maintain that poetry is mimetic, both treat the arousing of emotion in the perceiver, and both feel that poetry takes its justification, if any, from its service to the state. It was obvious to both men that poets wielded great power over others. Unlike many modern critics who have tried to show that poetry is more than a pastime, Aristotle had to offer reassurance that it was not socially explosive.

Aristotle’s practical contribution to criticism, as opposed to his ethical defense of literature, lies in his inductive treatment of the elements and kinds of poetry. Poetic modes are identified according to their means of imitation, the actions they imitate, the manner of imitation, and its effects. These distinctions assist the critic in judging each mode according to its proper ends instead of regarding beauty as a fixed entity. The ends of tragedy, as Aristotle conceived them, are best served by the harmonious disposition of six elements: plot, character, diction, thought, spectacle, and song. Thanks to Aristotle’s insight into universal aspects of audience psychology, many of his dicta have proved to be adaptable to genres developed long after his time.

Later Greek and Roman criticism offers no parallel to Aristotle’s originality. Much ancient criticism, such as that of Cicero, Horace, and Quintilian in Rome, was absorbed in technical rules of exegesis and advice to aspiring rhetoricians. Horace’s verse epistle The Art of Poetry is an urbane amplification of Aristotle’s emphasis on the decorum or internal propriety of each genre, now including lyric, pastoral, satire, elegy, and epigram, as well as Aristotle’s epic, tragedy, and comedy. This work was later to be prized by Neoclassicists of the 17th century not only for its rules but also for its humour, common sense, and appeal to educated taste. On the Sublime, by the Roman-Greek known as “Longinus,” was to become influential in the 18th century but for a contrary reason: when decorum began to lose its sway encouragement could be found in Longinus for arousing elevated and ecstatic feeling in the reader. Horace and Longinus developed, respectively, the rhetorical and the affective sides of Aristotle’s thought, but Longinus effectively reversed the Aristotelian concern with regulation of the passions.

Medieval period

In the Christian Middle Ages criticism suffered from the loss of nearly all the ancient critical texts and from an antipagan distrust of the literary imagination. Such Church Fathers as Tertullian, Augustine, and Jerome renewed, in churchly guise, the Platonic argument against poetry. But both the ancient gods and the surviving classics reasserted their fascination, entering medieval culture in theologically allegorized form. Encyclopaedists and textual commentators explained the supposed Christian content of pre-Christian works and the Old Testament. Although there was no lack of rhetoricians to dictate the correct use of literary figures, no attempt was made to derive critical principles from emergent genres such as the fabliau and the chivalric romance. Criticism was in fact inhibited by the very coherence of the theologically explained universe. When nature is conceived as endlessly and purposefully symbolic of revealed truth, specifically literary problems of form and meaning are bound to be neglected. Even such an original vernacular poet of the 14th century as Dante appears to have expected his Divine Comedy to be interpreted according to the rules of scriptural exegesis.

The Renaissance

Renaissance criticism grew directly from the recovery of classic texts and notably from Giorgio Valla’s translation of Aristotle’s Poetics into Latin in 1498. By 1549 the Poetics had been rendered into Italian as well. From this period until the later part of the 18th century Aristotle was once again the most imposing presence behind literary theory. Critics looked to ancient poems and plays for insight into the permanent laws of art. The most influential of Renaissance critics was probably Lodovico Castelvetro, whose 1570 commentary on Aristotle’s Poetics encouraged the writing of tightly structured plays by extending and codifying Aristotle’s idea of the dramatic unities. It is difficult today to appreciate that this obeisance to antique models had a liberating effect; one must recall that imitation of the ancients entailed rejecting scriptural allegory and asserting the individual author’s ambition to create works that would be unashamedly great and beautiful. Classicism, individualism, and national pride joined forces against literary asceticism. Thus, a group of 16th-century French writers known as the Pléiade—notably Pierre de Ronsard and Joachim du Bellay—were simultaneously classicists, poetic innovators, and advocates of a purified vernacular tongue.

The ideas of the Italian and French Renaissance were transmitted to England by Roger Ascham, George Gascoigne, Sir Philip Sidney, and others. Gascoigne’s “Certayne notes of Instruction” (1575), the first English manual of versification, had a considerable effect on poetic practice in the Elizabethan Age. Sidney’s Defence of Poesie (1595) vigorously argued the poet’s superiority to the philosopher and the historian on the grounds that his imagination is chained neither to lifeless abstractions nor to dull actualities. The poet “doth not only show the way, but giveth so sweet a prospect into the way, as will entice any man to enter into it.” While still honouring the traditional conception of poetry’s role as bestowing pleasure and instruction, Sidney’s essay presages the Romantic claim that the poetic mind is a law unto itself.