Apart from the early Titus Andronicus, the only other play that Shakespeare wrote prior to 1599 that is classified as a tragedy is Romeo and Juliet (c. 1594–96), which is quite untypical of the tragedies that are to follow. Written more or less at the time when Shakespeare was writing A Midsummer Night’s Dream, Romeo and Juliet shares many of the characteristics of romantic comedy. Romeo and Juliet are not persons of extraordinary social rank or position, like Hamlet, Othello, King Lear, and Macbeth. They are the boy and girl next door, interesting not for their philosophical ideas but for their appealing love for each other. They are character types more suited to Classical comedy in that they do not derive from the upper class. Their wealthy families are essentially bourgeois. The eagerness with which Capulet and his wife court Count Paris as their prospective son-in-law bespeaks their desire for social advancement.

Accordingly, the first half of Romeo and Juliet is very funny, while its delight in verse forms reminds us of A Midsummer Night’s Dream. The bawdry of Mercutio and of the Nurse is richly suited to the comic texture of the opening scenes. Romeo, haplessly in love with a Rosaline whom we never meet, is a partly comic figure like Silvius in As You Like It. The plucky and self-knowing Juliet is much like the heroines of romantic comedies. She is able to instruct Romeo in the ways of speaking candidly and unaffectedly about their love rather than in the frayed cadences of the Petrarchan wooer.

The play is ultimately a tragedy, of course, and indeed warns its audience at the start that the lovers are “star-crossed.” Yet the tragic vision is not remotely that of Hamlet or King Lear. Romeo and Juliet are unremarkable, nice young people doomed by a host of considerations outside themselves: the enmity of their two families, the misunderstandings that prevent Juliet from being able to tell her parents whom it is that she has married, and even unfortunate coincidence (such as the misdirection of the letter sent to Romeo to warn him of the Friar’s plan for Juliet’s recovery from a deathlike sleep). Yet there is the element of personal responsibility upon which most mature tragedy rests when Romeo chooses to avenge the death of Mercutio by killing Tybalt, knowing that this deed will undo the soft graces of forbearance that Juliet has taught him. Romeo succumbs to the macho peer pressure of his male companions, and tragedy results in part from this choice. Yet so much is at work that the reader ultimately sees Romeo and Juliet as a love tragedy—celebrating the exquisite brevity of young love, regretting an unfeeling world, and evoking an emotional response that differs from that produced by the other tragedies. Romeo and Juliet are, at last, “Poor sacrifices of our enmity” (Act V, scene 3, line 304). The emotional response the play evokes is a strong one, but it is not like the response called forth by the tragedies after 1599.

The “problem” plays

Whatever his reasons, about 1599–1600 Shakespeare turned with unsparing intensity to the exploration of darker issues such as revenge, sexual jealousy, aging, midlife crisis, and death. Perhaps he saw that his own life was moving into a new phase of more complex and vexing experiences. Perhaps he felt, or sensed, that he had worked through the romantic comedy and history play and the emotional trajectories of maturation that they encompassed. At any event, he began writing not only his great tragedies but a group of plays that are hard to classify in terms of genre. They are sometimes grouped today as “problem” plays or “problem” comedies. An examination of these plays is crucial to understanding this period of transition from 1599 to 1605.

The three problem plays dating from these years are All’s Well That Ends Well, Measure for Measure, and Troilus and Cressida. All’s Well is a comedy ending in acceptance of marriage, but in a way that poses thorny ethical issues. Count Bertram cannot initially accept his marriage to Helena, a woman of lower social station who has grown up in his noble household and has won Bertram as her husband by her seemingly miraculous cure of the French king. Bertram’s reluctance to face the responsibilities of marriage is all the more dismaying when he turns his amorous intentions to a Florentine maiden, Diana, whom he wishes to seduce without marriage. Helena’s stratagem to resolve this difficulty is the so-called bed trick, substituting herself in Bertram’s bed for the arranged assignation and then calling her wayward husband to account when she is pregnant with his child. Her ends are achieved by such morally ambiguous means that marriage seems at best a precarious institution on which to base the presumed reassurances of romantic comedy. The pathway toward resolution and emotional maturity is not easy; Helena is a more ambiguous heroine than Rosalind or Viola.

Measure for Measure (c. 1603–04) similarly employs the bed trick, and for a similar purpose, though in even murkier circumstances. Isabella, on the verge of becoming a nun, learns that she has attracted the sexual desire of Lord Angelo, the deputy ruler of Vienna serving in the mysterious absence of the Duke. Her plea to Angelo for her brother’s life, when that brother (Claudio) has been sentenced to die for fornication with his fiancée, is met with a demand that she sleep with Angelo or forfeit Claudio’s life. This ethical dilemma is resolved by a trick (devised by the Duke, in disguise) to substitute for Isabella a woman (Mariana) whom Angelo was supposed to marry but refused when she could produce no dowry. The Duke’s motivations in manipulating these substitutions and false appearances are unclear, though arguably his wish is to see what the various characters of this play will do when faced with seemingly impossible choices. Angelo is revealed as a morally fallen man, a would-be seducer and murderer who is nonetheless remorseful and ultimately glad to have been prevented from carrying out his intended crimes; Claudio learns that he is coward enough to wish to live by any means, including the emotional and physical blackmail of his sister; and Isabella learns that she is capable of bitterness and hatred, even if, crucially, she finally discovers that she can and must forgive her enemy. Her charity, and the Duke’s stratagems, make possible an ending in forgiveness and marriage, but in that process the nature and meaning of marriage are severely tested.

Troilus and Cressida (c. 1601–02) is the most experimental and puzzling of these three plays. Simply in terms of genre, it is virtually unclassifiable. It can hardly be a comedy, ending as it does in the deaths of Patroclus and Hector and the looming defeat of the Trojans. Nor is the ending normative in terms of romantic comedy: the lovers, Troilus and Cressida, are separated from one another and embittered by the failure of their relationship. The play is a history play in a sense, dealing as it does with the great Trojan War celebrated in Homer’s Iliad, and yet its purpose is hardly that of telling the story of the war. As a tragedy, it is perplexing in that the chief figures of the play (apart from Hector) do not die at the end, and the mood is one of desolation and even disgust rather than tragic catharsis. Perhaps the play should be thought of as a satire; the choric observations of Thersites and Pandarus serve throughout as a mordant commentary on the interconnectedness of war and lechery. With fitting ambiguity, the play was placed in the Folio of 1623 between the histories and the tragedies, in a category all by itself. Clearly, in these problem plays Shakespeare was opening up for himself a host of new problems in terms of genre and human sexuality.