Western political philosophy from the start of the 20th century

Lenin

The first and by far the most significant interpretation of Marx’s doctrine was realized in the Soviet Union by Vladimir Ilich Lenin and developed by Joseph Stalin and was entirely authoritarian. According to Marx and Engels, the revolution could occur in Russia only after the bourgeois phase of production had “contradicted” the tsarist order, but Lenin was determined to take advantage of the opportunities provided by the upheaval of World War I to settle accounts directly with the “accursed heritage of serfdom.” In the Russian Revolution of 1917, he engineered a coup that secured the support of the peasantry and the industrial workers. He also adopted the revolutionary theorist Leon Trotsky’s idea of a “permanent revolution” from above by a small revolutionary elite (see Trotskyism).

Already in What Is to Be Done? (1902), Lenin had argued that an educated elite had to direct the proletarian revolution, and, when he came to power, he dissolved the constituent assembly and ruled through a “revolutionary and democratic dictatorship supported by the state power of the armed workers.” In asserting the need for an elite of professional revolutionaries to seize power, Lenin reverted to Marx’s program in The Communist Manifesto (1848) rather than conforming to the fated pattern of economic development worked out in Das Kapital, 3 vol. (1867, 1885, 1894).

In 1921 he further adapted theory to the times. His New Economic Policy sanctioned the development of a class of prosperous kulak peasantry to keep the economy viable. For Lenin always thought in terms of world revolution, and, in spite of the failure of the Marxists in central Europe and the defeat of the Red armies in Poland, he died in the expectation of a global sequel. Thus, in Imperialism, the Highest Stage of Capitalism (1917), he had extended the class war into an inevitable conflict between European imperialism and the colonial peoples involved. He had been influenced by the English historian J.A. Hobson’s Imperialism, a Study (1902), which alleged that decadent capitalism was bound to turn from glutted markets at home to exploit the toil of “reluctant and unassimilated peoples.”

But, as observed by Classical, medieval, and modern constitutionalist political philosophers, authoritarian regimes suffer the tensions of all autocracies. Marx himself might have thought that such planned autocracies had made the worst of his revelation.

Lukács and Gramsci

Many Marxist revisionists tended toward anarchism, stressing the Hegelian and utopian elements of his theory. The Hungarian philosopher György Lukács, for example, and the German-born American philosopher Herbert Marcuse, who fled Nazi Germany in 1934, won some following in the mid-20th century among those in revolt against both authoritarian “peoples’ democracies” and the diffused capitalism and meritocracy of the managerial welfare state. Lukács’s Geschichte und Klassenbewusstsein (1923; History and Class Consciousness), a neo-Hegelian work, claims that only the intuition of the proletariat can properly apprehend the totality of history. But world revolution is contingent, not inevitable, and Marxism is an instrument, not a prediction. Lukács renounced this heresy after residence in the Soviet Union under Stalin, but he maintained influence through literary and dramatic criticism. After Khrushchev’s denunciation of Stalin in 1956, Lukács advocated peaceful coexistence and intellectual rather than political subversion. In Wider den missverstandenen Realismus (1963; The Meaning of Contemporary Realism), he again relates Marx to Hegel and even to Aristotle, against the Stalinist claim that Marx made a radically new departure. Lukács’s neo-Marxist literary criticism can be tendentious, but his neo-Hegelian insights, strikingly expressed, have appealed to those eager to salvage the more humane aspects of Marxism and to promote revolution, even against a modified capitalism and social democracy, by intellectual rather than political means.

The Italian communist philosopher Antonio Gramsci deployed a vivid rhetorical talent in attacking existing society. Gramsci was alarmed that the proletariat was being assimilated by the capitalist order. He took his stand on the already obsolescent Marxist doctrine of irreconcilable class war between bourgeois and proletariat. He aimed to unmask the bourgeois idea of liberty and to replace parliaments by an “implacable machine” of workers’ councils, which would destroy the current social order through a dictatorship of the proletariat. “Democracy,” he wrote, “is our worst enemy. We must be ready to fight it because it blurs the clear separation of classes.”

Not only would parliamentary democracy and established law be unmasked, but culture too would be transformed. A workers’ civilization, with its great industry, large cities, and “tumultuous and intense life,” would create a new civilization with new poetry, art, drama, fashions, and language. Gramsci insisted that the old culture should be destroyed and that education should be wrenched from the grip of the ruling classes and the church.

But this militant revolutionary was also a utopian. He turned bitterly hostile to Stalin’s regime, for he believed, like Engels, that the dictatorship of the workers’ state would wither away. “We do not wish,” he wrote, “to freeze the dictatorship.” Following world revolution, a classless society would emerge, and humankind would be free to master nature instead of being involved in a class war. Gramsci was arrested by the Fascist government of Benito Mussolini in 1926 and spent the next 11 years in prison; he died shortly after his release for medical care in 1937.

Critical theory

Horkheimer, Adorno, and Marcuse

Critical theory, a broad-based Marxist-oriented approach to the study of society, was first developed in the 1920s by the philosophers Max Horkheimer, Theodor Adorno, and Herbert Marcuse at the Institute for Social Research in Frankfurt, Ger. They and other members of the Frankfurt School, as this group came to be called, fled Germany after the Nazis came to power in 1933. The institute was relocated to Columbia University in the United States and remained there until 1949, when it was reestablished in Frankfurt. The most prominent representatives of the Frankfurt School and of critical theory from the mid-20th century were Marcuse and Jürgen Habermas.

The question initially addressed by critical theorists was why the working classes in advanced capitalist countries were generally unmotivated to press for radical social change in their own interests. They attempted to develop a theory of capitalist social relations and to analyze the various forms of cultural and ideological oppression arising from them. They also undertook major studies of fascism and later of dictatorial communist regimes. After World War II, during the era of the Cold War, critical theorists viewed the world as divided between two inherently oppressive models of social development. In these historical circumstances, questions concerning human liberation—what it consists of and how it can be attained—seemed especially urgent.

In Dialectic of Enlightenment (1947), Horkheimer and Adorno argued that the celebration of reason by thinkers of the 18th-century Enlightenment had led to the development of technologically sophisticated but oppressive and inhumane modes of governance, exemplified in the 20th century by fascism and totalitarianism. In works published in the 1950s and ’60s, Marcuse attacked both the ideological conformism of managerial capitalism and the bureaucratic oppression of the communist “peoples’ democracies.” In his best-known and most influential work, One-Dimensional Man: Studies in the Ideology of Advanced Industrial Society (1964), he argued that the modern capitalist “affluent” society oppresses even those who are successful within it while maintaining their complacency through the ersatz satisfactions of consumer culture. By cultivating such shallow forms of experience and by blocking critical understanding of the real workings of the system, the affluent society condemns its members to a “one-dimensional” existence of intellectual and spiritual poverty. In later works, seeing human freedom as everywhere in retreat, Marcuse transferred the redeeming mission of the proletariat to a relative fringe of radical minorities, including (in the United States) the student New Left and militant groups such as the Black Panther Party.

Critical theorists initially believed that they could liberate people from false beliefs, or “false consciousness,” and in particular from ideologies that served to maintain the political and economic status quo, by pointing out to them that they had acquired these beliefs in irrational ways (e.g., through indoctrination). In the end, however, some theorists, notably Marcuse, wondered whether the forces tending to promote ideological conformity in modern capitalist societies had so compromised the perceptions and reasoning powers of most individuals that no rational critique would ever be effective.