Among the peoples of northern Asia, the universe is full of heavenly bodies peopled by spiritual beings. The world is disk-shaped—saucerlike—and includes several planes of existence. The Earth, or Central World, stands in water held on the back of a colossal creature that may be a turtle, a huge fish, a bull, or a mammoth. The movement of this animal causes earthquakes. The Central World is surrounded by an immense belt that connects it to the Lower World through an umbilicus of sorts; it connects to the Upper World by the Pillar of the World. The Upper World consists of three or more strata. On the navel of the Earth stands the Cosmic Tree, which reaches up to the dwelling of the upper gods.

The Lower World, Central World, and Upper World are all inhabited by spirit-beings. Among the Mongolian and Turkish peoples, Ülgen, a benevolent deity and the god of the Upper World, has seven sons and nine daughters. Among the Buryat of southern Siberia, Tengri (often identified with Ülgen) also has children—the western ones being good and the eastern ones wicked. The gods of the Buryats number 99 and fall into two categories: the 55 good gods of the west whose attribute is “white,” and the 44 wicked gods of the east whose attribute is “black.” The leader of the latter is Erlen khan, a figure equivalent to Erlik khan of the Altai Kizhi people, who is the ruler of the Underworld. Besides gods and the progeny of gods—both sons and daughters—other spirits also inhabit all three worlds. Fire is also personified, as is the Earth itself. Such personifications are represented in idols as well. Humans are thought to have a body, a soul, or even several souls. Among these may be a mirror soul, which can be seen when looking into water, and a shadow soul, which is visible when the sun is shining.

Social role

The extraordinary profession of the shaman naturally distinguishes him socially. The belief that he communicates with the spirits gives him authority. Furthermore, the belief that his actions may not only bring benefit but also harm makes him feared. Even a good shaman may do inadvertent harm, and a wicked shaman, who is in contact with the spirits of the Lower World, is very alarming.

In consequence of his profession, the shaman cannot go hunting and fishing and cannot participate in productive work; therefore, he must be supported by the community, which considers his professional activity necessary. Some shamans make use of their special position for economic gain. Among the reindeer-raising Evenk of northern Siberia, poor families traditionally paid yearly one animal, and rich ones two, three, or even four animals, to the shaman for his activities. A saying of the Altai Kizhi illustrates this situation: “If the beast becomes ill, the dogs fatten; if man becomes ill, the shaman fattens.”

Among the Evenk, it was the duty of every member of the clan to aid the shaman economically. When distributing the fishing spots in the spring and summer, the part of the river most abundant in fish was given to the shaman. He was aided in grazing and herding his reindeer in autumn, and in winter the members of the clan went hunting in his stead. Even furs were presented to the shaman occasionally. The social authority of the shaman was shown through the honors bestowed on him and the practice of always giving him the best food. Generally, the shaman was never contradicted, nor was any unfavorable opinion expressed about him behind his back.

Such an economic and social position resulted in the shaman attaining political power. As early as 1752, for instance, it was noted that the Tungus shaman was also the leader of his clan. Along the Yenisey River, shamans led armed groups of the Evenk on the left and the right banks who fought against each other. In the northern forest regions of Mongolia the shamans stood at the head of the tribes and clans. When the Buryat resisted Russian colonization in the 17th and 18th centuries, the shaman always led the fight. The ruler of one domain among the Vadeyev Samoyed in northern Siberia was a shaman as well as a reigning prince.

Personal characteristics

Scholars generally agree that the shaman acquires his profession through inheritance, instruction, or an inner calling or vocation, but each of these terms requires some qualification. In this context, “inheritance” means that the soul of a dead shaman, or alternatively the so-called shaman illness, is inherited. “Instruction” here does not usually mean the study of exact knowledge and explicit dogma, for it is believed that the shaman is taught by the spirits. The inner “calling” is in reality not the call of the person but of the spirit who has chosen him and who forces him to accept this vocation. This compulsion is unavoidable. “Had I not become shaman, I would have died,” said a Nivkh (southeastern Siberia). The future shaman of the Altai Kizhi was subjected to terrible torture until, finally, he grasped the drum and began to act as a shaman.

According to the abundant literature on the subject and the experience of investigators in the field, no one voluntarily ventures into the shaman role, nor does a candidate have time to study the role. Such study, however, is not necessary, because those born into a culture with shamanistic beliefs know them thoroughly, and when the call arrives, the future shaman can learn specific practices by close observation of active shamans, including the techniques of trance.

The various qualitative categories by which shamans are distinguished—small, intermediate, and great—are explained by the category of the spirit who chose the shaman. It is evident, however, that the level of professional expertise shown by the shaman depends on the personal abilities of the shaman himself, including his mental capacities, dramatic talent, and power to make his will effective. All these elements add to the quality of the shaman’s performance and the art expressed therein.

Selection

Shamans are said to be born to their role, as is evident in certain marks distinguishing them from ordinary people. For instance, a shaman may be born with more bones in his body—e.g., teeth or fingers—than other people. He does not become a shaman simply by willing it, for it is not the shaman who summons up the spirits but they, the supernatural beings, who choose him. Adolescence typically marks the point when the spirits begin to take an overt role in the shaman’s life, although variations in the age of onset do occur. The spirits may cause the chosen one to fall into hysterics, to faint repeatedly, to have visions, or to have similar symptoms, with these events sometimes persisting for weeks.

Eventually, in a vision or a dream, the being or beings who have chosen the shaman appear and announce their intentions. This call is necessary for the shaman to acquire his powers. The spirits first lavish the unwilling shaman-to-be with all sorts of promises and, if they do not win his consent, go on to torment him. Known as “shaman illness,” these torments will anguish him for months, and in some cases for years—that is, for as long as the human does not accept the profession of shaman. When the candidate finally gives way, he typically falls asleep and sleeps for a long time—generally three days, seven days, or thrice three days. During this “long sleep” the candidate, according to belief, is cut into pieces by the spirits, who count his bones, determining whether he truly has an “extra bone.” If so, he has become a shaman. Some people, such as the Mongols and the Manchu-Tungus, initiate the shaman formally and publicly. They introduce him to the supernatural beings, and he symbolically ascends the “tree-up-to-the-heavens”—that is, the pole representing it.

A perspective that was once widespread but has since been discredited held that shamanism results from psychosis. According to this view, a person would become a shaman at puberty when, especially in subarctic and Arctic climatic conditions, changes in his constitution and nervous system resulted in the onset of mental illness. Social and ethnic factors were seen to increase the likelihood of a psychotic break, as when a person who was born with certain marks felt he must therefore be destined to the vocation. His fears of becoming a shaman, according to this theory, created the hallucinations associated with trance, and the hallucinations reinforced the belief that he would inevitably become a shaman. While popular in the mid-20th century, a myriad of analyses have since discounted this view. Although they do not completely deny the role of personal crisis in shaman initiation, such analyses have postulated that the initiate’s revelation owes more to broad cultural influences (such as the status shamans have in a given culture), specific historical circumstances (such as an invasion, epidemic, or flood), or population growth (the number and age of current shamans relative to the rest of the community) than by the mental health of the individual.

Degrees of proficiency

Shamans differ greatly in quality and in degree of expertise or adeptness. Difference of quality is manifest in the kind of spirits the shaman communicates with. “White” shamans, for example, apply to a benevolent deity and the good spirits, while “black” shamans call on a wicked deity and the wicked spirits. The difference in degree is exemplified in the belief, of the Sakha (Yakut) people of northeastern Siberia, that the souls of the future shamans are reared upon an immensely high tree in the Upper World, in nests at various heights. The greatest shamans are brought up close to the top of the tree, the intermediate ones toward the middle, and the lesser ones on the lower branches. Hence, shamans may be classified into three groups: great, intermediate, and least, according to their powers.

Basic tasks

It is the obligation of the shaman to know all matters that human beings need to know in everyday life but are unable to learn through their own capacities. A shaman foresees events distant in time and space, discovers the place of a lost animal, forecasts prospects for fishing and hunting, and assists in increasing the gain. He is also a healer and a psychopomp, one who accompanies the dead to their otherworldly domain. He fulfills all these obligations by communicating directly with the spirits whenever he pleases.

The shaman’s assistance is necessary at the three great life passages: birth, marriage, and death. If a woman has not borne a child, for instance, then, according to the belief of the Nanai (Golds), in the Amur region of northeastern Asia, the shaman ascends to heaven and sends her an embryo soul (omija) from the tree of embryos (omija muoni). Among the Buryat, the shaman performs libations after birth to keep the infant from crying and to help it develop more quickly. Among the Nanai, when death occurs the shaman is necessary to catch the soul of the deceased floating in the universe and to escort it to the Yonder World.

Illness is believed to be caused by the spirits, who must be appeased for a cure to be effected. Among the Khanty of northern Siberia, the shaman decides how many reindeer should be sacrificed to appease the spirit who causes an illness. Among the Altai Kizhi, he states which körmös (soul of the dead) caused the disaster and what to do to conciliate it. Alternatively, illness might be caused by soul loss, in which the soul leaves the patient’s body and falls into the hands of spirits who are angry with it and therefore torment it; the shaman liberates the strayed soul. Illness also may be caused by spirits entering into a person’s body; the shaman cures the patient by driving the spirits out.

Forms of revelation

The shaman may fulfill his obligations either by communicating with the spirits at will or through trance. The latter has two forms: trances of possession, in which the body of the shaman is possessed by the spirit, and wandering trances, in which his soul departs into the realm of spirits. In the former the possessed gets into an intense mental state and shows superhuman strength and knowledge: he quivers, rages, struggles, and finally falls into a condition similar to unconsciousness. After accepting the spirit, the shaman regains a degree of consciousness and becomes its mouthpiece—“he becomes him who entered him.”

In active, or wandering, trances the shaman’s life functions decrease to an abnormal minimum. The soul of the shaman, it is believed, then leaves his body and seeks one of the world strata. After awakening, he relates his experiences, where he wandered, and with whom he spoke. There are also cases in which possession and wandering combine, as when the spirit first enters the shaman and then leads his soul to the world of supernatural beings.