The decade beginning with Stalin’s ascendancy in the late 1920s was one of unprecedented repression. The “war in the countryside” to enforce the collectivization of agriculture cost more than 10 million lives, about half of them by starvation. Purges took the lives of millions more, among them Babel, Kharms, Mandelshtam, Pilnyak, the peasant poet Nikolay Klyuyev (1887–1937), and the director Vsevolod Meyerhold (1874–1940). In 1932 all independent literary groupings were dissolved and replaced by an institution that had no counterpart in the West, the Union of Soviet Writers. The union became the state’s instrument of control over literature, and expulsion from it meant literary death. In 1934 Socialist Realism was proclaimed the only acceptable form of writing. Henceforth, literature was to be governed by a series of official directives regarding details of style and content in order to ensure that each work offered a “truthful” depiction “of reality in its revolutionary development.” Literature had to be “party-minded” and “typical” (that is, avoiding unpleasant, hence “atypical,” aspects of Soviet reality), while showing the triumph of fully “positive heroes.”

Some talented writers turned to the safer areas of children’s literature and translation. Others, such as Valentin Katayev in his production novel Vremya, vperyod! (1932; Time, Forward!) and Fedin in Pervyye radosti (1946; Early Joys), sought to infuse official writing with some interest. Quite popular was Nikolay Ostrovsky’s fictionalized autobiography Kak zakalyalas stal (1932–34; How the Steel Was Tempered). In his unfinished novel Pyotr Pervy (1929–45; Peter the Great) and his play Ivan Grozny (1941–43; “Ivan the Terrible”), Aleksey Tolstoy, an émigré who returned to become one of Stalin’s favourite writers, praised tyrannical tsars admired by Stalin. The moral nadir of Soviet literature was reached in a collaborative volume, Belomorsko-Baltiski kanal imeni Stalina: istoriya stroitelstva (1934; Belomor: An Account of the Construction of the New Canal Between the White Sea and the Baltic Sea). With Gorky as an editor and 34 contributors, including Gorky, Katayev, Shklovsky, Aleksey Tolstoy, and Zoshchenko, the volume praised a project (and the secret police who directed it) using convict labour and costing tens of thousands of lives. During these dark years the work now generally regarded as the finest post-Revolutionary novel, Mikhail Bulgakov’s Master i Margarita (The Master and Margarita), was written “for the drawer” (1928–40); it appeared (expurgated) in Russia only in 1966–67 and unexpurgated in 1973. It tells of the Devil and his retinue visiting Soviet Russia, where they play practical jokes of metaphysical and political significance. A novel within the novel gives the “true” version of Christ’s encounter with Pilate. The result is a joyful philosophical comedy of enormous profundity.

The need to rally support in World War II brought a loosening of Communist Party control. The war itself created the opportunity for a large “second wave” of emigration, thus feeding émigré literature. The period from 1946 until the death of Stalin in 1953 was one of severe repression known as the zhdanovshchina, or Zhdanovism. During this campaign, attacks on “rootless cosmopolitans” involved anti-Semitism and the rejection of all foreign influences on Russian literature. The Soviet practice of samokritika (public denunciation of one’s own work) was frequent.

Thaws and freezes

The years from the death of Stalin until the fall of Nikita Khrushchev in 1964 saw several “thaws” separated by “freezes.” Ilya Ehrenburg’s novel Ottepel (1954; The Thaw) provided this term for a period of relative liberalism. In 1956 Khrushchev delivered a famous speech denouncing certain Stalinist crimes. From that time on, it was possible for Russians to perceive orthodox communists as people of the past and to regard dissidents not as holdovers from before the Revolution but as progressives. The harsher years under Leonid Brezhnev following Khrushchev’s fall opened with the arrest, trial, and imprisonment of two writers, Andrey Sinyavsky (whose pseudonym was Abram Terts) and Yuly Daniel (pseudonym Nikolay Arzhak), for publishing “anti-Soviet propaganda” abroad. In the years that followed, well-known writers were arrested or, in one way or another, expelled from the Soviet Union, thus generating the third wave of émigré literature. Among those who found themselves in the West were Brodsky, Sinyavsky, Solzhenitsyn, Vasily Aksyonov, Georgy Vladimov, Vladimir Voynovich, and Aleksandr Zinovyev.

Significant literary works written in the post-Stalin years include Pasternak’s poetic novel set at the time of the Revolution, Doctor Zhivago (first published in Italy in 1957), which sees life’s meaning as transcending politics. Sinyavsky’s book-length essay Chto takoye sotsialistichesky realizm? (1956; On Socialist Realism), attacking Socialist Realist aesthetic doctrine and advocating the use of fantasy, and a number of “phantasmagoric works,” including Lyubimov (1961–62; The Makepeace Experiment), were published abroad. Charged with being the author of these works, Sinyavsky was tried and imprisoned in 1966. Some have considered the transcripts of his trial to be one of his most interesting “works.” After his emigration to France in 1973 he published the novel Spokoynoy nochi (1984; Goodnight!) under the name Terts and Osnovy sovetskoy tsivilizatsii (1989; Soviet Civilization: A Cultural History) under the name Sinyavsky.

A movement called “village prose” cultivated nostalgic descriptions of rural life. Particularly noteworthy is Valentin Rasputin’s elegiac novel Proshchaniye s Matyoroy (1976; Farewell to Matyora) about a village faced with destruction to make room for a hydroelectric plant. The novel’s regret for the past and suspicion of the new dramatically marks the difference between village prose and the Socialist-Realist collective farm novel. Yury Trifonov wrote about what he called “the ordeal of ordinary life” in Dom na naberezhnoy (1976; The House on the Embankment) and Starik (1978; The Old Man). Lyudmila Petrushevskaya’s plays portray family life; her collection of stories Bessmertnaya lyubov (1988; Immortal Love) could be published only under Mikhail Gorbachev. Works first published in full in the West and in fundamental ways critical of Soviet ideology and culture include Andrey Bitov’s experimental novel Pushkinsky dom (1978; Pushkin House), Venedikt Yerofeyev’s alcoholic, hallucinatory novel Moskva-Petushki (1977; Moscow to the End of the Line), Zinovyev’s Ziyayushchiye vysoty (1976; The Yawning Heights), and Voynovich’s satire Zhizn i neobychaynyye priklyucheniya soldata Ivana Chonkina (1975; The Life and Extraordinary Adventures of Private Ivan Chonkin).

Solzhenitsyn first earned fame with Odin den Ivana Denisovicha (1963; One Day in the Life of Ivan Denisovich), an understated novel about the horrors of a Soviet camp. As part of his de-Stalinization campaign, Khrushchev personally saw to its publication. Under Brezhnev, Solzhenitsyn was expelled from the U.S.S.R. Solzhenitsyn’s Arkhipelag GULag, 1918–1956: opyt khudozhestvennogo issledovaniya, 3 vol. (1973–75; The Gulag Archipelago, 1918–1956: An Experiment in Literary Investigation) is arguably the greatest work of Soviet prose. It narrates the history of the Soviet camp system with controlled fury and in an ironic mode reminiscent of the 18th-century English historian Edward Gibbon.