Theory of architecture
The term theory of architecture was originally simply the accepted translation of the Latin term ratiocinatio as used by Vitruvius, a Roman architect-engineer of the 1st century ce, to differentiate intellectual from practical knowledge in architectural education, but it has come to signify the total basis for judging the merits of buildings or building projects. Such reasoned judgments are an essential part of the architectural creative process. A building can be designed only by a continuous creative, intellectual dialectic between imagination and reason in the mind of each creator.
A variety of interpretations has been given to the term architectural theory by those who have written or spoken on the topic in the past. Before 1750 every comprehensive treatise or published lecture course on architecture could appropriately be described as a textbook on architectural theory. But, after the changes associated with the Industrial Revolution, the amount of architectural knowledge that could be acquired only by academic study increased to the point where a complete synthesis became virtually impossible in a single volume.
The historical evolution of architectural theory is assessable mainly from manuscripts and published treatises, from critical essays and commentaries, and from the surviving buildings of every epoch. It is thus in no way a type of historical study that can reflect accurately the spirit of each age and in this respect is similar to the history of philosophy itself. Some architectural treatises were intended to publicize novel concepts rather than to state widely accepted ideals. The most idiosyncratic theories could (and often did) exert wide and sometimes beneficial influence, but the value of these influences is not necessarily related to the extent of this acceptance.
The analysis of surviving buildings provides guidance that requires great caution, since, apart from the impossibility of determining whether or not any particular group of buildings (intact or in ruins) constitutes a reliable sample of the era, any such analyses will usually depend on preliminary evaluations of merit and will be useless unless the extent to which the function, the structure, and the detailing envisaged by the original builders can be correctly re-established. Many erudite studies of antique theories are misleading because they rest on the assumption that the original character and appearance of fragmentary ancient Greek and Hellenistic architectural environments can be adequately deduced from verbal or graphic “reconstructions.” Even when buildings constructed before 1500 remain intact, the many textbooks dealing with antique and medieval theories of architecture seldom make qualitative distinctions and generally imply that all surviving antique and medieval buildings were good, if not absolutely perfect.
Nevertheless, the study of the history of architectural philosophy, like that of the history of general philosophy, not only teaches what past generations thought but can help individuals decide how they themselves should act and judge. For those desirous of establishing a viable theory of architecture for their own era, it is generally agreed that great stimulus can be found in studying historical evidence and in speculating on the ideals and achievements of those who created this evidence.
Distinction between the history and theory of architecture
The distinction between the history and theory of architecture did not emerge until the mid-18th century. Indeed, the establishment of two separate academic disciplines was not even nominal until 1818, when separate professorships with these titles were established at the École des Beaux-Arts in Paris. Even then, however, the distinction was seldom scrupulously maintained by either specialist. It is impossible to discuss meaningfully the buildings of the immediate past without discussing the ideals of those who built them, just as it is impossible to discuss the ideals of bygone architects without reference to the structures they designed. Nevertheless, since any two disciplines that are inseparably complementary can at the same time be logically distinguishable, it may be asserted that this particular distinction first became manifest in Les Ruines des plus beaux monuments de la Grèce (“The Ruins of the Most Beautiful Monuments of Greece”), written in 1758 by a French architecture student, Julien-David LeRoy. Faced with the problem of discussing Athenian buildings constructed in the time of Vitruvius, he decided to discuss them twice, by treating them separately under two different headings. Before this date, “history” was of architectural importance only as a means of justifying, by reference to classical mythology, the use of certain otherwise irrational elements, such as caryatids. Even Jacques-François Blondel, who in 1750 was probably the first architectural teacher to devote a separate section of his lecture courses to “history,” envisaged the subject mainly as an account of the literary references to architecture found in antique manuscripts—an attitude already developed by the 15th-century Renaissance architect Leon Battista Alberti.
The modern concept of architectural history was in fact simply part of a larger trend stimulated by the leading writers of the French Enlightenment, an 18th-century intellectual movement that developed from interrelated conceptions of reason, nature, and humans. As a result of discussing constitutional law in terms of its evolution, every branch of knowledge (especially the natural and social sciences) was eventually seen as a historical sequence. In the philosophy of architecture, as in all other kinds of philosophy, the introduction of the historical method not only facilitated the teaching of these subjects but also militated against the elaboration of theoretical speculation. Just as those charged with the responsibility of lecturing on ethics found it very much easier to lecture on the history of ethics, rather than to discuss how a person should or should not act in specific contemporary circumstances, so those who lectured on architectural theory found it easier to recite detailed accounts of what had been done in the past, rather than to recommend practical methods of dealing with current problems.
Moreover, the system of the Paris École des Beaux-Arts (which provided virtually the only organized system of architectural education at the beginning of the 19th century) was radically different from that of the prerevolutionary Académie Royale d’Architecture. Quatremère de Quincy, an Italophile archaeologist who had been trained as a sculptor, united the school of architecture with that of painting and sculpture to form a single organization, so that, although architectural students were ultimately given their own professor of theory, the whole theoretical background of their studies was assimilated to the other two fine arts by lecture courses and textbooks such as Hippolyte Taine’s Philosophie de l’art, Charles Blanc’s Grammaire des arts du dessin, and Eugène Guillaume’s Essais sur la théorie du dessin.
Similarly, whereas before 1750 the uniformity of doctrine (the basic premises of which were ostensibly unchanged since the Renaissance) allowed the professor of architecture to discuss antique and 16th-century buildings as examples of architectural theory and to ignore medieval buildings completely, the mid-19th-century controversy between “medievalists” and “classicists” (the “Battle of the Styles”) and the ensuing faith in Eclecticism turned the studies of architectural history into courses on archaeology.
Thus, the attitudes of those scholars who, during the 19th and early 20th centuries, wished to expound a theory of architecture that was neither a philosophy of art nor a history of architecture tended to become highly personal, if not idiosyncratic. By 1950 most theoretical writings concentrated almost exclusively on visual aspects of architecture, thereby identifying the theory of architecture with what, before 1750, would have been regarded as simply that aspect that Vitruvius called venustas (i.e., “beauty”). This approach did not necessarily invalidate the conclusions reached, but many valuable ideas then put forward as theories of architecture were only partial theories, in which it was taken for granted that theoretical concepts concerning construction and planning were dealt with in other texts.
Distinction between the theory of architecture and the theory of art
Before embarking on any discussion as to the nature of the philosophy of architecture, it is essential to distinguish between two mutually exclusive theories that affect the whole course of any such speculation. The first theory regards the philosophy of architecture as the application of a general philosophy of art to a particular type of art. The second, on the contrary, regards the philosophy of architecture as a separate study that, though it may well have many characteristics common to the theories of other arts, is generically distinct.
The first notion (i.e., that there exists a generic theory of art of which the theory of architecture is a specific extension) has been widely held since the mid-16th century, when the artist and writer Giorgio Vasari published in his Le vite de’ più eccellenti pittori, scultori ed architettori italiani… (The Lives of the Most Eminent Italian Painters, Sculptors and Architects…) his assertion that painting, sculpture, and architecture are all of common ancestry in that all depend on the ability to draw. This idea became particularly prevalent among English-speaking theorists, since the word design is used to translate both disegno (“a drawing”) and concetto (“a mental plan”). But its main influence on Western thought was due to Italophile Frenchmen, after Louis XIV had been induced to establish in Rome a French Academy modelled on Italian art academies.
As a result of the widespread influence of French culture in the 17th and 18th centuries, the concept of the beaux arts (literally “beautiful arts” but usually translated into English as “fine arts”) was accepted by Anglo-Saxon theorists as denoting a philosophical entity, to the point where it was generally forgotten that in France itself the architectural profession remained totally aloof from the Académie Royale de Peinture et de Sculpture until they were forced to amalgamate after the French Revolution.
This theory of fine art might not have been so widely adopted but for the development of aesthetics, elaborated after 1750. Thus, when academies of fine art were being established successively in Denmark, Russia, and England on the model of the French Academy in Rome, German philosophers were gradually asserting (1) that it was possible to elaborate a theory of beauty without reference to function (Zweck); (2) that any theory of beauty should be applicable to all sensory perceptions, whether visual or auditory; and (3) that the notion of beauty was only one aspect of a much larger concept of life-enhancing sensory stimuli.
The alternative theory (i.e., that a philosophy of architecture is unique and can therefore be evolved only by specific reference to the art of building) will be dealt with below with reference to the traditional triad usually cited in the formula coined, by the English theorist Sir Henry Wotton, in his book The Elements of Architecture, namely “commodity, firmness, and delight.”
Generally speaking, writers on aesthetics have been noticeably reluctant to use architectural examples in support of speculations as to the nature of their general theories, but references to buildings have been used in most “philosophies of art” ever since the German philosophers Immanuel Kant and G.W.F. Hegel first popularized the philosophical discipline. Kant, in his Kritik der Urteilskraft (1790; Critique of Judgment, 1951), distinguished between what he termed free beauty (pulchritudo vaga) and dependent beauty (pulchritudo adhaerens). He classified architecture as dependent beauty, saying that in a thing that is possible only by means of design (Absicht)—a building or even an animal—the regularity consisting in symmetry must express the unity of the intuition that accompanies the concept of purpose (Zweck), and this regularity belongs to cognition. Nevertheless, he claimed that a flower should be classified as free beauty (where the judgment of taste is “pure”) “because hardly anyone but a botanist knows what sort of thing a flower ought to be; and even he, though recognizing in the flower the reproductive organ of the plant, pays no regard to this natural purpose if he is passing judgment on the flower by taste.” What Kant’s reaction would have been to a modern plastic imitation flower is impossible to guess, but it will readily be perceived (1) why those who, in the 19th century, accepted the notion that beauty in architecture is pulchritudo adhaerens felt such antipathy toward “shams,” (2) how the distinction between “pure art” and “functional art” (Zweckkunst) became confused, and (3) why there arose a tendency to pursue definitions of “pure beauty” or “pure art” without specifically referring to the function and structure of any particular class of beautiful or artistic objects, such as buildings.
This latter tendency was reinforced when the French philosopher Victor Cousin, writing in 1835, classified the history of philosophy under three distinct headings: the true, the beautiful, and the good. The ensuing acceptance of the idea that beauty was to be studied independently of truth and goodness produced a tendency not merely to regard beauty as something added to a building (rather than conceptually inseparable from the truth and goodness of its structure and function) but to regard beauty as limited to visual and emotional qualities.
In the first half of the 20th century, philosophers grew less dogmatic about aesthetics. But its influence on theories of architecture became stronger because of the popular view that sculpture was essentially nonrepresentational. Thus, although the assertion that “aesthetically, architecture is the creation of sculpture big enough to walk about inside” was meaningful in the 20th century, it would have seemed nonsensical to any architectural theorist living before 1900, when sculpture was invariably thought of either as representational or as a carved refinement of load-bearing wood or stone.
Functionalism
The notion of functional art, most actively promoted by German writers and termed by them Zweckkunst, is most appropriately related to architectural theory under three headings, namely (1) the idea that no building is beautiful unless it properly fulfills its function, (2) the idea that if a building fulfills its function it is ipso facto beautiful, and (3) the idea that, since form relates to function, all artifacts, including buildings, are a species of industrial, or applied, art (known in German as Kunstgewerbe).
The first proposition will be dealt with later under the heading utilitas. The second proposition, though widely popularized through the publication of the French architect Jean-Nicholas-Louis Durand’s lectures delivered during the economic depression of the beginning of the 19th century, has had little influence except during similar periods of economic depression. The third proposition has, however, had a wide influence, since, unlike the second proposition, it is closely akin to (rather than antagonistic toward) the theory of aesthetics, in that it regards all the visual arts as generically related.
This last theory seems to have been popularized, if not originated, by Gottfried Semper, an architect from Dresden who, after finding political asylum in England (where he then helped to organize the Great Exhibition of 1851), published a book in German on arts and crafts that seems to have been influential not only in Germany but also in areas of the United States heavily populated by German-speaking immigrants, such as Chicago. Later, in 20th-century Germany, the Bauhaus (officially Hochschule für Gestaltung; Academy for Form Giving) was ostensibly intended to train students in separate creative disciplines, but its didactic method was based on the assumption—implied by the general introductory courses—that, if one could design anything, one could design everything. In the explanatory words of its founder, the architect Walter Gropius, “The approach to any kind of design—a chair, a building, a whole town or a regional plan—should be essentially identical.”
The art of building
The notion that architecture is the art of building was implied by Leon Battista Alberti in the first published treatise on the theory of architecture, De re aedificatoria (1485; Eng. trans. Ten Books on Architecture, 1955); although he was a layman writing for other lay scholars, he rejected, by his title, the idea that architecture was simply applied mathematics, as had been claimed by Vitruvius. The specific denotation of architecture as “the art of building,” however, seems to be a French tradition, deriving perhaps from the medieval status of master masons, as understood by the 16th-century architect Philibert Delorme. This definition occurs in most French treatises published before 1750, and, although the humanistic and antiquarian aspects of fine building were rarely questioned after the Renaissance, the distinction between “architecture” and “building” never had any appreciable significance before Renaissance ideas succumbed to the combined assault of “aesthetics” and the Gothic Revival movement.
Before the 18th century it was generally accepted that the theory of architecture was concerned mainly with important private or civic buildings such as palaces, mansions, churches, and monasteries. Buildings such as these required the superior skill that only book learning could provide, and so relatively little attention was given, in theoretical writings, to simple and straightforward buildings that could be competently built in accordance with local traditions by unlettered craftsmen. But, with the expansion of the architectural profession, with the perversion of the idea that social prestige was symbolized by ornamentation, with the wider distribution of wealth, and with the growing urge toward individualism in an increasingly egalitarian society, the real distinction between these two kinds of buildings was obscured, and in its place was substituted an antithesis. Henceforth, “building” was associated with the notion of cheapness, whereas “architecture” was associated with what John Ruskin would have called “sacrifice” (but which his antagonists would have called conspicuous waste). A distinction was made between the respective attitudes of “art architects” and practical-minded civil engineers. This distinction persisted because of the different methods of training candidates for the two professions. Whereas a fledgling engineering student is seldom asked to design a whole structure (such as a bridge), architectural students begin by designing whole structures and proceed with structures of increasing size and complexity, either graphically or by means of small-scale models.
It was doubtless the difference in educational methods that prompted Le Corbusier to state:
The engineer, inspired by the law of economy and led by mathematical calculation, puts us in accord with the laws of the universe. He achieves harmony. The architect, by his arrangement of forms, achieves an order which is a pure creation of his spirit…it is then that we experience beauty.
Yet some 80 years previously the English critic James Fergusson had felt obliged to qualify, with a comparable distinction, his enthusiasm for the new architecture of the Crystal Palace, by observing that “it has not a sufficient amount of decoration about its parts to take it entirely out of the category of first-class engineering and to make it entirely an object of fine art.” The distinction between architecture and “mere building” was stated by Nikolaus Pevsner in the opening paragraph of his Outline of European Architecture (1942): “a bicycle shed is a building; Lincoln Cathedral is a piece of architecture…the term architecture applies only to buildings designed with a view to aesthetic appeal.” Whatever the justification for such assertions, it must nevertheless be recognized that neither of these authors suggests that aesthetic appeal or art are synonyms for superfluity. Although adjustment in proportions or refinement of profiles may increase the thickness of short-span structural members beyond the structural analytical minima, this does not necessarily imply any radical decrease in real economy but simply indicates a concept of economy that takes into account the assembly and amenity of spatial enclosures and admits that there is value in environmental harmony. It is thus as misleading to imply (as Fergusson implied) that architecture is civil engineering plus ornament as it is to imply (as Le Corbusier did) that the status of the two professions is to be distinguished by the relative superiority of beauty over harmony.
It is important to insist that the theory of architecture is concerned primarily with the attainment of certain environmental ideals rather than with their cost; for these two problems are philosophically distinct, as is clear if one considers such a concept as, for example, that of standardization. The financial saving made by standardizing rolled-steel sections or by casting concrete in reusable formwork is so obvious that it requires no elaboration with respect to Vitruvius’s demand for oeconomia. But such standardization also fulfills Vitruvius’s concurrent demand for order, arrangement, eurythmy, symmetry, and propriety.
The Place Vendôme in Paris is adorned with over 100 identical pilasters and half columns, all carved with the same Corinthian capitals under the supervision of a member of the Académie Royale de Peinture et de Sculpture. Whether or not the resultant uniformity was or still is both pleasing and desirable is certainly open to discussion, but it will be perceived that any argument about architectural standardization must primarily be a question of value, rather than of cost, and it is with values that architectural theory has always been predominantly concerned.
